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|4Jul 22, 4:18 PM ET

HARVEST NATURAL RESOURCES, INC. 4

4 · HARVEST NATURAL RESOURCES, INC. · Filed Jul 22, 2013

Insider Transaction Report

Form 4
Period: 2013-07-18
HARVEST NATURAL RESOURCES, INC.HNR
Haynes Stephen C
Vice President
Transactions
  • Award

    Stock Options

    2013-07-18+107,000→ 293,000 total
    Exercise: $4.80Exp: 2018-07-18→ Common Stock, $0.1 par value per share (107,000 underlying)
  • Award

    Stock Appreciation Right

    2013-07-18+13,000→ 384,000 total
    Exercise: $4.80Exp: 2018-07-18→ Common Stock, $0.1 par value per share (13,000 underlying)
  • Award

    Common Stock, $.01 par value per share

    2013-07-18+7,000→ 61,647 total
Holdings

  • Phantom Stock

    → Common Stock, $0.1 par value per share
    410,334
Footnotes (11)
  • [F1]Shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to the Harvest Natural Resources 2010 Long Term Incentive Plan.
  • [F10]Includes Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates and expiration dates.
  • [F11]Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  • [F2]Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
  • [F3]The Options granted are exercisable in one-third increments per year from the effective date of the grant and will be exercisable in full on July 18, 2016.
  • [F4]Options granted by the Company's Board of Directors pursuant to the Company's 2010 Long Term Incentive Plan.
  • [F5]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  • [F6]The Stock Appreciation Rights granted vest at a rate of one third per year beginning the first year from the effective date of the grant and will be exercisable in full on July 18, 2016.
  • [F7]Stock Appreciation Right granted by the Company's board of directors.
  • [F8]Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  • [F9]Each share of phantom stock is the economic equivalent of one share of HNR common stock.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION