4//SEC Filing
HARVEST NATURAL RESOURCES, INC. 4
Accession 0001209191-13-037398
CIK 0000845289operating
Filed
Jul 21, 8:00 PM ET
Accepted
Jul 22, 4:19 PM ET
Size
12.6 KB
Accession
0001209191-13-037398
Insider Transaction Report
Form 4
HEAD KEITH L
Vice President
Transactions
- Award
Stock Options
2013-07-18+96,000→ 248,500 totalExercise: $4.80Exp: 2018-07-18→ Common Stock, $0.1 par value per share (96,000 underlying) - Award
Stock Appreciation Right
2013-07-18+12,000→ 334,000 totalExercise: $4.80Exp: 2018-07-18→ Common Stock, $0.1 par value per share (12,000 underlying) - Award
Common Stock, $.01 par value per share
2013-07-18+7,000→ 49,293 total
Holdings
- 363,334
Phantom Stock
→ Common Stock, $0.1 par value per share
Footnotes (11)
- [F1]Shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to the Harvest Natural Resources 2010 Long Term Incentive Plan.
- [F10]Includes Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates and expiration dates.
- [F11]Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F2]Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
- [F3]The Options granted are exercisable in one-third increments per year from the effective date of the grant and will be exercisable in full on July 18, 2016.
- [F4]Options granted by the Company's Board of Directors pursuant to the Company's 2010 Long Term Incentive Plan.
- [F5]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F6]The Stock Appreciation Rights granted vest at a rate of one third per year beginning the first year from the effective date of the grant and will be exercisable in full on July 18, 2016.
- [F7]Stock Appreciation Right granted by the Company's board of directors.
- [F8]Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F9]Each share of phantom stock is the economic equivalent of one share of HNR common stock.
Documents
Issuer
HARVEST NATURAL RESOURCES, INC.
CIK 0000845289
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000845289
Filing Metadata
- Form type
- 4
- Filed
- Jul 21, 8:00 PM ET
- Accepted
- Jul 22, 4:19 PM ET
- Size
- 12.6 KB