$NBY·4

NovaBay Pharmaceuticals, Inc. · Dec 2, 2:40 PM ET

NovaBay Pharmaceuticals, Inc. 4

4 · NovaBay Pharmaceuticals, Inc. · Filed Dec 2, 2013

Insider Transaction Report

Form 4
Period: 2013-04-29
Li Xinzhou
10% OwnerOther
Transactions
  • Other

    Common Stock

    2013-04-29+1,7432,001,743 total(indirect: By Pioneer Pharma (Singapore) Pte. Ltd.)
Footnotes (2)
  • [F1]The shares were issued pursuant to an International Distribution Agreement dated as of September 13, 2012, between the Issuer and an affiliate of Pioneer Pharma (Singapore) Pte. Ltd.
  • [F2]The shares are held by Pioneer Pharma (Singapore) Pte. Ltd., which is a wholly owned subsidiary of Pioneer Pharma Co. Ltd., of which the Reporting Person and his spouse are the sole owners. The Reporting Person's previous Form 3 and Form 4 filings incorrectly stated that Pioneer Pharma (Singapore) Pte. Ltd. was a wholly owned subsidiary of Naqu Area Pioneer Pharma, Co. Ltd.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION