KRISPY KREME DOUGHNUTS INC 4
4 · KRISPY KREME DOUGHNUTS INC · Filed Mar 19, 2014
Insider Transaction Report
Form 4
Hudson Kenneth J
SVP Human Resources
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−120,000→ 0 totalExercise: $9.71Exp: 2016-11-02→ Common Stock (120,000 underlying) - Exercise/Conversion
Common Stock
2014-03-17$14.04/sh+7,000$98,280→ 82,800 total - Exercise/Conversion
Common Stock
2014-03-17$6.39/sh+41,970$268,188→ 598,476 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−7,000→ 0 totalExercise: $14.04Exp: 2014-08-09→ Common Stock (7,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−100,000→ 0 totalExercise: $2.65Exp: 2020-01-25→ Common Stock (100,000 underlying) - Exercise/Conversion
Common Stock
2014-03-17$9.71/sh+120,000$1,165,200→ 202,800 total - Exercise/Conversion
Common Stock
2014-03-17$3.08/sh+100,000$308,000→ 356,506 total - Exercise/Conversion
Common Stock
2014-03-17$2.65/sh+100,000$265,000→ 556,506 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−41,970→ 58,030 totalExercise: $6.39Exp: 2021-01-30→ Common Stock (41,970 underlying) - Exercise/Conversion
Common Stock
2014-03-17$3.41/sh+53,706$183,137→ 256,506 total - Exercise/Conversion
Common Stock
2014-03-17$7.03/sh+50,000$351,500→ 648,476 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−100,000→ 0 totalExercise: $3.08Exp: 2018-04-14→ Common Stock (100,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−100,000→ 0 totalExercise: $1.40Exp: 2019-01-29→ Common Stock (100,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−50,000→ 50,000 totalExercise: $7.03Exp: 2022-01-25→ Common Stock (50,000 underlying) - Exercise/Conversion
Common Stock
2014-03-17$1.40/sh+100,000$140,000→ 456,506 total - Sale
Common Stock
2014-03-17$19.24/sh−572,676$11,017,084→ 75,800 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−53,706→ 0 totalExercise: $3.41Exp: 2017-09-11→ Common Stock (53,706 underlying)
Footnotes (10)
- [F1]The Reporting Person's sale of these shares was made in anticipation of the Reporting Person's retirement by the end of the year. The sale of these shares was made as part of his personal investment strategy and financial planning needs, including for individual asset diversification, and for estate planning purposes.
- [F10]The options vest in four equal annual installments beginning on January 25, 2013.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote.
- [F3]The options vest in four equal annual installments beginning on August 9, 2005.
- [F4]The options vest in four equal annual installments beginning on November 2, 2007.
- [F5]The options vest in four nearly equal annual installments beginning on September 11, 2008.
- [F6]The options vest in four equal annual installments beginning on April 14, 2009.
- [F7]The options vest in four equal annual installments beginning on January 29, 2010.
- [F8]The options vest in four equal annual installments beginning on January 25, 2011.
- [F9]The options vest in four equal annual installments beginning on January 30, 2012.