KRISPY KREME DOUGHNUTS INC 4

Accession 0001209191-14-021968

CIK 0001100270operating

View on SEC.gov Company Profile

Filed

Mar 18, 8:00 PM ET

Accepted

Mar 19, 6:44 PM ET

Size

36.1 KB

Accession

0001209191-14-021968

Insider Transaction Report

Form 4

Period: 2014-03-17

KRISPY KREME DOUGHNUTS INCKKD

Hudson Kenneth J

SVP Human Resources

Transactions

Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−120,000→ 0 total
Exercise: $9.71Exp: 2016-11-02→ Common Stock (120,000 underlying)
Exercise/Conversion
Common Stock
2014-03-17$14.04/sh+7,000$98,280→ 82,800 total
Exercise/Conversion
Common Stock
2014-03-17$6.39/sh+41,970$268,188→ 598,476 total
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−7,000→ 0 total
Exercise: $14.04Exp: 2014-08-09→ Common Stock (7,000 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−100,000→ 0 total
Exercise: $2.65Exp: 2020-01-25→ Common Stock (100,000 underlying)
Exercise/Conversion
Common Stock
2014-03-17$9.71/sh+120,000$1,165,200→ 202,800 total
Exercise/Conversion
Common Stock
2014-03-17$3.08/sh+100,000$308,000→ 356,506 total
Exercise/Conversion
Common Stock
2014-03-17$2.65/sh+100,000$265,000→ 556,506 total
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−41,970→ 58,030 total
Exercise: $6.39Exp: 2021-01-30→ Common Stock (41,970 underlying)
Exercise/Conversion
Common Stock
2014-03-17$3.41/sh+53,706$183,137→ 256,506 total
Exercise/Conversion
Common Stock
2014-03-17$7.03/sh+50,000$351,500→ 648,476 total
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−100,000→ 0 total
Exercise: $3.08Exp: 2018-04-14→ Common Stock (100,000 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−100,000→ 0 total
Exercise: $1.40Exp: 2019-01-29→ Common Stock (100,000 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−50,000→ 50,000 total
Exercise: $7.03Exp: 2022-01-25→ Common Stock (50,000 underlying)
Exercise/Conversion
Common Stock
2014-03-17$1.40/sh+100,000$140,000→ 456,506 total
Sale
Common Stock
2014-03-17$19.24/sh−572,676$11,017,084→ 75,800 total
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−53,706→ 0 total
Exercise: $3.41Exp: 2017-09-11→ Common Stock (53,706 underlying)

Footnotes (10)

[F1]The Reporting Person's sale of these shares was made in anticipation of the Reporting Person's retirement by the end of the year. The sale of these shares was made as part of his personal investment strategy and financial planning needs, including for individual asset diversification, and for estate planning purposes.
[F10]The options vest in four equal annual installments beginning on January 25, 2013.
[F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote.
[F3]The options vest in four equal annual installments beginning on August 9, 2005.
[F4]The options vest in four equal annual installments beginning on November 2, 2007.
[F5]The options vest in four nearly equal annual installments beginning on September 11, 2008.
[F6]The options vest in four equal annual installments beginning on April 14, 2009.
[F7]The options vest in four equal annual installments beginning on January 29, 2010.
[F8]The options vest in four equal annual installments beginning on January 25, 2011.
[F9]The options vest in four equal annual installments beginning on January 30, 2012.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

KRISPY KREME DOUGHNUTS INC

CIK 0001100270

→

Entity typeoperating

IncorporatedNC

Related Parties

filerCIK 0001100270

Filing Metadata

Form type: 4
Filed: Mar 18, 8:00 PM ET
Accepted: Mar 19, 6:44 PM ET
Size: 36.1 KB

View on SEC.gov