Intercontinental Exchange, Inc. 4
4 · Intercontinental Exchange, Inc. · Filed Sep 19, 2014
Insider Transaction Report
Form 4
Marcial Edwin D
Chief Technology Officer
Transactions
- Exercise/Conversion
Common Stock
2014-09-17$80.17/sh+1,667$133,643→ 23,578 total - Exercise/Conversion
Employee Stock Option (right to buy) Holding
2014-09-17−1,667→ 1,249 totalExercise: $80.17Exp: 2018-12-16→ Common Stock (1,667 underlying) - Exercise/Conversion
Common Stock
2014-09-17$104.23/sh+1,833$191,054→ 25,411 total - Sale
Common Stock
2014-09-17$200.00/sh−3,500$700,000→ 21,911 total - Exercise/Conversion
Employee Stock Option (right to buy) Holding
2014-09-17−1,833→ 3,814 totalExercise: $104.23Exp: 2016-12-22→ Common Stock (1,833 underlying)
Footnotes (3)
- [F1]The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- [F2]The common stock number referred in Table I is an aggregate number and represents 16,036 shares of common stock and 5,875 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2014 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2015 and will be reported at that time.
- [F3]These options are fully vested.