KRISPY KREME DOUGHNUTS INC 4
4 · KRISPY KREME DOUGHNUTS INC · Filed Sep 22, 2014
Insider Transaction Report
Form 4
Muir Douglas R
Chief Financial Officer
Transactions
- Sale
Common Stock
2014-09-18$17.78/sh−40,483$719,909→ 129,566 total - Exercise/Conversion
Stock Option (right to buy)
2014-09-19−20,450→ 9,550 totalExercise: $2.65Exp: 2020-01-25→ Common Stock (20,450 underlying) - Exercise/Conversion
Common Stock
2014-09-18$3.41/sh+40,483$138,047→ 170,049 total - Exercise/Conversion
Common Stock
2014-09-19$2.65/sh+20,450$54,193→ 150,016 total - Sale
Common Stock
2014-09-19$17.91/sh−20,450$366,280→ 129,566 total - Exercise/Conversion
Stock Option (right to buy)
2014-09-18−40,483→ 0 totalExercise: $3.41Exp: 2017-09-11→ Common Stock (40,483 underlying)
Footnotes (5)
- [F1]The amounts reported in column 5 are updated to accurately reflect previously reported restricted stock units ("RSUs") granted to Mr. Muir. Although all of the RSUs were timely reported on Form 4, the cooresponding column 5 amounts did not accurately reflect the RSUs beneficially owned by Mr. Muir.
- [F2]The sale of the shares reported in Column 4 was made as part of Mr. Muir's personal investment and financial planning needs, including for individual asset diversification, retirement planning and estate planning purposes. The Price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.77 to $17.80, inclusive. Mr. Muir undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The sale of the shares reported in Column 4 was made as part of Mr. Muir's personal investment and financial planning needs, including for individual asset diversification, retirement planning and estate planning purposes. The Price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.8116 to $18.02, inclusive. Mr. Muir undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The options vest in four nearly equal annual installments beginning on September 11, 2008.
- [F5]The options vest in four equal annual installments beginning on January 25, 2011.