4//SEC Filing
TOBIN SCOTT R 4
Accession 0001209191-14-062669
CIK 0001616707other
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 5:20 PM ET
Size
32.3 KB
Accession
0001209191-14-062669
Insider Transaction Report
Form 4
Lee Roger H
10% Owner
Transactions
- Sale
Class A Common Stock
2014-10-07$27.26/sh−552,233$15,053,872→ 0 total(indirect: See footnote) - Conversion
Class B Common Stock
2014-10-07+4,389,898→ 4,389,898 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (4,389,898 underlying) - Conversion
Series A-1 Preferred Stock
2014-10-07−3,747,474→ 0 total(indirect: See footnote)→ Class B Common Stock (3,747,474 underlying) - Conversion
Class B Common Stock
2014-10-07−552,233→ 3,837,665 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (552,233 underlying) - Conversion
Class A Common Stock
2014-10-07+552,233→ 552,233 total(indirect: See footnote) - Conversion
Series A-2 Preferred Stock
2014-10-07−642,424→ 0 total(indirect: See footnote)→ Class B Common Stock (642,424 underlying)
TOBIN SCOTT R
10% Owner
Transactions
- Sale
Class A Common Stock
2014-10-07$27.26/sh−552,233$15,053,872→ 0 total(indirect: See footnote) - Conversion
Series A-2 Preferred Stock
2014-10-07−642,424→ 0 total(indirect: See footnote)→ Class B Common Stock (642,424 underlying) - Conversion
Class A Common Stock
2014-10-07+552,233→ 552,233 total(indirect: See footnote) - Conversion
Series A-1 Preferred Stock
2014-10-07−3,747,474→ 0 total(indirect: See footnote)→ Class B Common Stock (3,747,474 underlying) - Conversion
Class B Common Stock
2014-10-07−552,233→ 3,837,665 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (552,233 underlying) - Conversion
Class B Common Stock
2014-10-07+4,389,898→ 4,389,898 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (4,389,898 underlying)
Battery Management Corp.
10% Owner
Transactions
- Sale
Class A Common Stock
2014-10-07$27.26/sh−552,233$15,053,872→ 0 total(indirect: See footnote) - Conversion
Class A Common Stock
2014-10-07+552,233→ 552,233 total(indirect: See footnote) - Conversion
Series A-1 Preferred Stock
2014-10-07−3,747,474→ 0 total(indirect: See footnote)→ Class B Common Stock (3,747,474 underlying) - Conversion
Series A-2 Preferred Stock
2014-10-07−642,424→ 0 total(indirect: See footnote)→ Class B Common Stock (642,424 underlying) - Conversion
Class B Common Stock
2014-10-07+4,389,898→ 4,389,898 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (4,389,898 underlying) - Conversion
Class B Common Stock
2014-10-07−552,233→ 3,837,665 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (552,233 underlying)
Feldman Jesse
10% Owner
Transactions
- Conversion
Class B Common Stock
2014-10-07−552,233→ 3,837,665 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (552,233 underlying) - Conversion
Class A Common Stock
2014-10-07+552,233→ 552,233 total(indirect: See footnote) - Conversion
Series A-2 Preferred Stock
2014-10-07−642,424→ 0 total(indirect: See footnote)→ Class B Common Stock (642,424 underlying) - Conversion
Series A-1 Preferred Stock
2014-10-07−3,747,474→ 0 total(indirect: See footnote)→ Class B Common Stock (3,747,474 underlying) - Sale
Class A Common Stock
2014-10-07$27.26/sh−552,233$15,053,872→ 0 total(indirect: See footnote) - Conversion
Class B Common Stock
2014-10-07+4,389,898→ 4,389,898 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (4,389,898 underlying)
FRISBIE RICHARD D
10% Owner
Transactions
- Conversion
Series A-2 Preferred Stock
2014-10-07−642,424→ 0 total(indirect: See footnote)→ Class B Common Stock (642,424 underlying) - Sale
Class A Common Stock
2014-10-07$27.26/sh−552,233$15,053,872→ 0 total(indirect: See footnote) - Conversion
Series A-1 Preferred Stock
2014-10-07−3,747,474→ 0 total(indirect: See footnote)→ Class B Common Stock (3,747,474 underlying) - Conversion
Class A Common Stock
2014-10-07+552,233→ 552,233 total(indirect: See footnote) - Conversion
Class B Common Stock
2014-10-07+4,389,898→ 4,389,898 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (4,389,898 underlying) - Conversion
Class B Common Stock
2014-10-07−552,233→ 3,837,665 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (552,233 underlying)
LAWLER KENNETH P
10% Owner
Transactions
- Sale
Class A Common Stock
2014-10-07$27.26/sh−552,233$15,053,872→ 0 total(indirect: See footnote) - Conversion
Series A-2 Preferred Stock
2014-10-07−642,424→ 0 total(indirect: See footnote)→ Class B Common Stock (642,424 underlying) - Conversion
Class B Common Stock
2014-10-07−552,233→ 3,837,665 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (552,233 underlying) - Conversion
Class B Common Stock
2014-10-07+4,389,898→ 4,389,898 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (4,389,898 underlying) - Conversion
Class A Common Stock
2014-10-07+552,233→ 552,233 total(indirect: See footnote) - Conversion
Series A-1 Preferred Stock
2014-10-07−3,747,474→ 0 total(indirect: See footnote)→ Class B Common Stock (3,747,474 underlying)
TABORS R DAVID
10% Owner
Transactions
- Conversion
Class B Common Stock
2014-10-07−552,233→ 3,837,665 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (552,233 underlying) - Conversion
Class A Common Stock
2014-10-07+552,233→ 552,233 total(indirect: See footnote) - Conversion
Class B Common Stock
2014-10-07+4,389,898→ 4,389,898 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (4,389,898 underlying) - Sale
Class A Common Stock
2014-10-07$27.26/sh−552,233$15,053,872→ 0 total(indirect: See footnote) - Conversion
Series A-1 Preferred Stock
2014-10-07−3,747,474→ 0 total(indirect: See footnote)→ Class B Common Stock (3,747,474 underlying) - Conversion
Series A-2 Preferred Stock
2014-10-07−642,424→ 0 total(indirect: See footnote)→ Class B Common Stock (642,424 underlying)
BROWN MICHAEL MAURICE
10% Owner
Transactions
- Sale
Class A Common Stock
2014-10-07$27.26/sh−552,233$15,053,872→ 0 total(indirect: See footnote) - Conversion
Series A-2 Preferred Stock
2014-10-07−642,424→ 0 total(indirect: See footnote)→ Class B Common Stock (642,424 underlying) - Conversion
Class A Common Stock
2014-10-07+552,233→ 552,233 total(indirect: See footnote) - Conversion
Series A-1 Preferred Stock
2014-10-07−3,747,474→ 0 total(indirect: See footnote)→ Class B Common Stock (3,747,474 underlying) - Conversion
Class B Common Stock
2014-10-07+4,389,898→ 4,389,898 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (4,389,898 underlying) - Conversion
Class B Common Stock
2014-10-07−552,233→ 3,837,665 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (552,233 underlying)
CROTTY THOMAS J
10% Owner
Transactions
- Conversion
Series A-1 Preferred Stock
2014-10-07−3,747,474→ 0 total(indirect: See footnote)→ Class B Common Stock (3,747,474 underlying) - Conversion
Class B Common Stock
2014-10-07+4,389,898→ 4,389,898 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (4,389,898 underlying) - Conversion
Class A Common Stock
2014-10-07+552,233→ 552,233 total(indirect: See footnote) - Sale
Class A Common Stock
2014-10-07$27.26/sh−552,233$15,053,872→ 0 total(indirect: See footnote) - Conversion
Series A-2 Preferred Stock
2014-10-07−642,424→ 0 total(indirect: See footnote)→ Class B Common Stock (642,424 underlying) - Conversion
Class B Common Stock
2014-10-07−552,233→ 3,837,665 total(indirect: See footnote)Exercise: $0.00→ Class A Common Stock (552,233 underlying)
Footnotes (10)
- [F1]The sole general partner of Battery Ventures IX (AIV I), L.P. ("Battery Ventures IX (AIV) I") is Battery Partners IX (AIV I), LLC. The sole managing member of Battery Investment Partners IX, LLC ("BIP IX") is Battery Partners IX, LLC. Battery Partners IX (AIV I), LLC's and Battery Partners IX, LLC's investment advisor is Battery Management Corp. (together with Battery Partners IX (AIV I), LLC and Battery Partners IX, LLC, the "Battery Companies"). Neeraj Agrawal, Michael Brown, Thomas J. Crotty, Jesse Feldman, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members and officers of the Battery Companies and may be deemed to share voting and dispostive power over the shares held by Battery Ventures IX (AIV I) and BIP IX.
- [F10]Consists of 3,799,673 shares held by Battery Ventures IX (AIV I) and 37,992 shares held by BIP IX.
- [F2]Consists of 546,766 shares held by Battery Ventures IX (AIV I) and 5,467 shares held by BIP IX.
- [F3]Consists of 546,766 shares sold by Battery Ventures IX (AIV I) and 5,467 shares sold by BIP IX.
- [F4]Each share of the issuer's Series A-1 Preferred Stock and Series A-2 Preferred Stock automatically converted into one (1) share of Class B common stock immediately prior to the closing of the issuer's initial public offering, and has no expiration date.
- [F5]Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the issuer's restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
- [F6]In addition, upon the earlier of (i) the date on which the outstanding shares of Class B common stock represent less than 10% of the aggregate number of the then outstanding shares of Class A common stock and Class B common stock or (ii) the affirmative vote or written consent of the holders of at least 66-2/3% of the outstanding shares of Class B common stock, all outstanding shares of Class B common stock shall convert automatically into Class A common stock.
- [F7]Battery Ventures IX (AIV I) owned 3,710,374 shares of Series A-1 Preferred Stock and BIP IX owned 37,100 shares of Series A-1 Preferred Stock.
- [F8]Battery Ventures IX (AIV I) owned 636,065 shares of Series A-2 Preferred Stock and BIP IX owned 6,359 shares of Series A-2 Preferred Stock.
- [F9]Consists of 4,346,439 shares held by Battery Ventures IX (AIV I) and 43,459 shares held by BIP IX.
Documents
Issuer
Wayfair Inc.
CIK 0001616707
Entity typeother
Related Parties
1- filerCIK 0001199926
Filing Metadata
- Form type
- 4
- Filed
- Oct 8, 8:00 PM ET
- Accepted
- Oct 9, 5:20 PM ET
- Size
- 32.3 KB