|4Nov 20, 6:43 PM ET

CM Finance Inc 4

4 · CM Finance Inc · Filed Nov 20, 2014

Insider Transaction Report

Form 4
Period: 2014-11-18
Jansen Christopher E
DirectorPresident and Secretary
Transactions
  • Purchase

    Common Stock

    2014-11-18$12.57/sh+2,000$25,15073,699.099 total
Footnotes (2)
  • [F1]The price shown in Column 4 is the weighted average purchase price of the shares of common stock of CM Finance Inc (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.50 to $12.65 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
  • [F2]Includes 0.053 shares acquired under the CM Finance Inc dividend reinvestment plan.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION