On Deck Capital Inc 4
4 · On Deck Capital Inc · Filed Dec 22, 2014
Insider Transaction Report
Form 4
ROBINSON JAMES D III
Director10% Owner
Transactions
- Conversion
Common Stock
2014-12-22+7,900,268→ 8,627,396 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2014-12-22−5,621,432→ 0 total(indirect: See footnote)→ Common Stock (5,621,432 underlying) - Conversion
Series C Preferred Stock
2014-12-22−1,032,088→ 0 total(indirect: See footnote)→ Common Stock (1,032,088 underlying) - Conversion
Series C-1 Preferred Stock
2014-12-22−253,356→ 0 total(indirect: See footnote)→ Common Stock (253,356 underlying) - Conversion
Series D Preferred Stock
2014-12-22−942,406→ 0 total(indirect: See footnote)→ Common Stock (942,406 underlying) - Conversion
Series E Preferred Stock
2014-12-22−50,986→ 0 total(indirect: See footnote)→ Common Stock (50,986 underlying)
Footnotes (6)
- [F1]The Series B Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F2]The Series C Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F3]The Series C-1 Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F4]The Series D Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F5]The Series E Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F6]The reported shares are held of record by RRE Ventures IV, L.P. ("RRE LP"). The Reporting Person is a member of RRE Ventures GP IV, LLC, the general partner of RRE LP. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.