4//SEC Filing
LADENBURG THALMANN FINANCIAL SERVICES INC 4
Accession 0001209191-15-004071
CIK 0001029730operating
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 8:00 AM ET
Size
7.8 KB
Accession
0001209191-15-004071
Insider Transaction Report
Form 4
PODELL JEFFREY
Director
Transactions
- Exercise/Conversion
Common Stock
2015-01-12$0.48/sh+20,000$9,600→ 62,013 total - Exercise/Conversion
Stock Option (Right to Buy)
2015-01-12−20,000→ 0 totalExercise: $0.48From: 2006-03-03Exp: 2015-03-02→ Common Stock (20,000 underlying)
Holdings
- 2,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (1)
- [F1]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC
CIK 0001029730
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001029730
Filing Metadata
- Form type
- 4
- Filed
- Jan 13, 7:00 PM ET
- Accepted
- Jan 14, 8:00 AM ET
- Size
- 7.8 KB