4//SEC Filing
HALCON RESOURCES CORP 4
Accession 0001209191-15-020350
$BATLCIK 0001282648operating
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 5:20 PM ET
Size
14.4 KB
Accession
0001209191-15-020350
Insider Transaction Report
Form 4
HEROD STEPHEN W
President
Transactions
- Tax Payment
Common Stock
2015-02-28$1.92/sh−12,520$24,038→ 495,313 total - Award
Employee Stock options (Right to buy)
2015-02-26+450,991→ 450,991 totalExercise: $1.97Exp: 2025-02-26→ Common Stock (450,991 underlying) - Tax Payment
Common Stock
2015-02-27$1.92/sh−9,179$17,624→ 507,833 total - Award
Common Stock
2015-02-26+192,254→ 517,012 total - Other
Common Stock
2015-03-02+1,112→ 496,425 total
Holdings
- 466,666(indirect: By Trust)
Common Stock
Footnotes (8)
- [F1]On January 31, 2014, Halcon Resources Corporation ("Halcon") declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on February 14, 2014. As a result, the reporting person received 606 shares of Halcon stock on March 3, 2014.
- [F2]On May 7, 2014, Halcon declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on May 15, 2014. As a result, the reporting person received 393 shares of Halcon stock on June 2, 2014.
- [F3]On August 6, 2014, Halcon declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on August 15, 2014. As a result, the reporting person received 418 shares of Halcon stock on September 2, 2014.
- [F4]Represents shares withheld to satisfy withholding taxes applicable upon vesting of the February 27, 2014 restricted stock grant.
- [F5]Represents shares withheld to satisfy withholding taxes applicable upon vesting of the February 28, 2013 restricted stock grant.
- [F6]On January 30, 2015, Halcon declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on February 13, 2015. As a result, the reporting person received 1,112 shares of Halcon stock on March 2, 2015.
- [F7]The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The reporting person is neither the trustee nor a remainderman and the trusts are irrevocable.
- [F8]The option vests in three equal annual installments beginning February 26, 2016.
Documents
Issuer
HALCON RESOURCES CORP
CIK 0001282648
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001282648
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 5:20 PM ET
- Size
- 14.4 KB