4//SEC Filing
Identiv, Inc. 4
Accession 0001209191-15-022436
$INVECIK 0001036044operating
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 5:53 PM ET
Size
9.8 KB
Accession
0001209191-15-022436
Insider Transaction Report
Form 4
Identiv, Inc.INVE
Wenzel Daniel S.C.
Director10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Unit
2015-02-28−2,248→ 2,248 total→ Common Stock (2,248 underlying) - Exercise/Conversion
Common Stock
2015-02-28$9.67/sh+2,248$21,738→ 24,067 total
Holdings
- 745,352(indirect: See footnote.)
Common Stock
- 50,257(indirect: See footnote.)
Common Stock
Footnotes (4)
- [F1]Reflects 643,166 shares directly held by Mountain Partners AG and 102,186 shares indirectly held by Mountain Partners AG. Mr. Wenzel is a member of the board of directors of Mountain Partners AG. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest herein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for Section 16 or for any other purpose.
- [F2]Reflects shares held by Rosenberg Ventures AG of which Mr. Wenzel is a member of the board of directors. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest herein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for Section 16 or for any other purpose.
- [F3]Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock.
- [F4]Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting in four equal quarterly installments beginning 8/31/2014, provided the grant becomes completely vested by the date of the 2015 Annual Stockholder Meeting. Vested shares will be delivered to the reporting person on the vesting date.
Documents
Issuer
Identiv, Inc.
CIK 0001036044
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001036044
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 5:53 PM ET
- Size
- 9.8 KB