Intercontinental Exchange, Inc. 4/A
4/A · Intercontinental Exchange, Inc. · Filed Mar 17, 2015
Insider Transaction Report
Form 4/AAmended
Reid Sir Robert
Director
Transactions
- Exercise/Conversion
Common Stock
2014-09-16$8.00/sh+2,063$16,504→ 7,101 total - Exercise/Conversion
Employee Stock Option (right to buy) Holding
2014-09-16−2,063→ 0 totalExercise: $8.00Exp: 2015-01-05→ Common Stock (2,063 underlying)
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. This Form 4 Amendment has been filed to amend the Form 4 filed on 09/16/2014 to reflect an exercise of stock options by the reporting person. This option exercise was inadvertly omitted from the original Form 4 filing.
- [F2]The common stock number referred in Table I, which is as of the date of the transaction (September 16, 2014), represents 6,145 shares of common stock and 956 restricted stock units of the Issuer. The restricted stock units vested on the one-year anniversary of the grant date which was February 27, 2015, which was after the date of the transaction in this Amended Form 4 filing.
- [F3]These options are fully vested.