Home/Filings/4/A/0001209191-15-026992
4/A//SEC Filing

Intercontinental Exchange, Inc. 4/A

Accession 0001209191-15-026992

$ICECIK 0001571949operating

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 4:09 PM ET

Size

8.1 KB

Accession

0001209191-15-026992

Insider Transaction Report

Form 4/AAmended
Period: 2014-09-16
Transactions
  • Exercise/Conversion

    Common Stock

    2014-09-16$8.00/sh+2,063$16,5047,101 total
  • Exercise/Conversion

    Employee Stock Option (right to buy) Holding

    2014-09-162,0630 total
    Exercise: $8.00Exp: 2015-01-05Common Stock (2,063 underlying)
Footnotes (3)
  • [F1]The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. This Form 4 Amendment has been filed to amend the Form 4 filed on 09/16/2014 to reflect an exercise of stock options by the reporting person. This option exercise was inadvertly omitted from the original Form 4 filing.
  • [F2]The common stock number referred in Table I, which is as of the date of the transaction (September 16, 2014), represents 6,145 shares of common stock and 956 restricted stock units of the Issuer. The restricted stock units vested on the one-year anniversary of the grant date which was February 27, 2015, which was after the date of the transaction in this Amended Form 4 filing.
  • [F3]These options are fully vested.

Issuer

Intercontinental Exchange, Inc.

CIK 0001571949

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001571949

Filing Metadata

Form type
4/A
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 4:09 PM ET
Size
8.1 KB