4//SEC Filing
Pfenex Inc. 4
Accession 0001209191-15-031901
CIK 0001478121operating
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 7:21 PM ET
Size
7.1 KB
Accession
0001209191-15-031901
Insider Transaction Report
Form 4
Pfenex Inc.PFNX
Liang Bertrand C.
DirectorChief Executive Officer
Transactions
- Sale
Common Stock
2015-04-01$15.20/sh−4,600$69,938→ 562,380 total - Sale
Common Stock
2015-04-01$15.97/sh−400$6,389→ 561,980 total
Footnotes (3)
- [F1]The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on July 24, 2014.
- [F2]Represents the weighted average share price of an aggregate total of 4,600 shares sold in the price range of $14.8300 to $15.7500 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Represents the weighted average share price of an aggregate total of 400 shares sold in the price range of $15.9500 to $15.9800 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
Pfenex Inc.
CIK 0001478121
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001478121
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 7:21 PM ET
- Size
- 7.1 KB