Eclipse Resources Corp 4
4 · Eclipse Resources Corp · Filed May 12, 2015
Insider Transaction Report
Form 4
PHILLIPS D MARTIN
Director10% Owner
Transactions
- Award
Common Stock, par value $0.01 per share
2015-05-11+18,928→ 23,373 total
Holdings
- 140,353,407(indirect: See Footnotes)
Common Stock, par value $0.01 per share
Footnotes (5)
- [F1]Represents shares granted pursuant to the Eclipse Resources Corporation 2014 Long-Term Incentive Plan.
- [F2]Shares scheduled to vest in full on May 11, 2016, which is the first anniversary of the grant date.
- [F3]These securities are directly held by Eclipse Resources Holdings, L.P. ("Eclipse Holdings").
- [F4]EnCap Energy Capital Fund VIII, L.P., EnCap Energy Capital Fund VIII Co-Investors, L.P. and EnCap Energy Capital Fund IX, L.P. (collectively, the "EnCap Funds") collectively own 100% of the Class A Units of Eclipse Holdings. The EnCap Funds are controlled indirectly by David B. Miller, D. Martin Phillips, Gary R. Petersen, and Robert L. Zorich, who are the controlling members of RNBD GP LLC ("RNBD"). Any action taken by RNBD to dispose or acquire securities has to be unanimously approved by all four members. RNBD is the sole member of EnCap Investments GP, L.L.C., which is the general partner of EnCap Investments L.P., which is the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP") and EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP").
- [F5](Continued from Footnote 4) EnCap Fund VIII GP is the sole general partner of each of EnCap Energy Capital Fund VIII, L.P. and EnCap Energy Capital Fund VIII Co-Investors, L.P. EnCap Fund IX GP is the sole general partner of EnCap Fund IX. Therefore, Mr. Phillips may be deemed to beneficially own the reported securities.