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4//SEC Filing

Chart Acquisition Corp. 4

Accession 0001209191-15-054879

CIK 0001527349operating
View on SEC.govCompany Profile

Filed

Jun 18, 8:00 PM ET

Accepted

Jun 19, 9:01 AM ET

Size

28.2 KB

Accession

0001209191-15-054879

Insider Transaction Report

Form 4
Period: 2015-06-18
Chart Acquisition Corp.CACGU
BlueMountain GP Holdings, LLC
10% Owner
Transactions
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 19,020 total(indirect: Footnotes)
    Exercise: $11.50→ Common Stock (75,768 underlying)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 18,020 total(indirect: Footnotes)
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 448,814 total(indirect: Footnotes)
    Exercise: $11.50→ Common Stock (75,768 underlying)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 527,547 total(indirect: Footnotes)
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 527,547 total(indirect: Footnotes)
    Exercise: $11.50→ Common Stock (75,768 underlying)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 448,814 total(indirect: Footnotes)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 0 total
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 0 total
    Exercise: $11.50→ Common Stock (75,768 underlying)
BlueMountain Long/Short Credit Master Fund L.P.
10% Owner
Transactions
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 19,020 total(indirect: Footnotes)
    Exercise: $11.50→ Common Stock (75,768 underlying)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 18,020 total(indirect: Footnotes)
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 0 total
    Exercise: $11.50→ Common Stock (75,768 underlying)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 527,547 total(indirect: Footnotes)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 448,814 total(indirect: Footnotes)
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 527,547 total(indirect: Footnotes)
    Exercise: $11.50→ Common Stock (75,768 underlying)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 0 total
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 448,814 total(indirect: Footnotes)
    Exercise: $11.50→ Common Stock (75,768 underlying)
BlueMountain Capital Management, LLC
10% Owner
Transactions
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 0 total
    Exercise: $11.50→ Common Stock (75,768 underlying)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 0 total
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 527,547 total(indirect: Footnotes)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 448,814 total(indirect: Footnotes)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 18,020 total(indirect: Footnotes)
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 527,547 total(indirect: Footnotes)
    Exercise: $11.50→ Common Stock (75,768 underlying)
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 448,814 total(indirect: Footnotes)
    Exercise: $11.50→ Common Stock (75,768 underlying)
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 19,020 total(indirect: Footnotes)
    Exercise: $11.50→ Common Stock (75,768 underlying)
BlueMountain Long/Short Credit GP, LLC
10% Owner
Transactions
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 527,547 total(indirect: Footnotes)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 448,814 total(indirect: Footnotes)
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 19,020 total(indirect: Footnotes)
    Exercise: $11.50→ Common Stock (75,768 underlying)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 18,020 total(indirect: Footnotes)
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 527,547 total(indirect: Footnotes)
    Exercise: $11.50→ Common Stock (75,768 underlying)
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 448,814 total(indirect: Footnotes)
    Exercise: $11.50→ Common Stock (75,768 underlying)
  • Other

    Warrants

    2015-06-18$10.00/sh−75,768$757,680→ 0 total
    Exercise: $11.50→ Common Stock (75,768 underlying)
  • Other

    Common Stock

    2015-06-18$10.00/sh−75,768$757,680→ 0 total
Footnotes (6)
  • [F1]The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings (as defined in Footnote 2) or the General Partner (as defined in Footnote 2) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of (i) the shares of Common Stock, par value $0.0001 per share (the "Common Stock"), of Chart Acquisition Corp. (the "Issuer"), or (ii) the warrants to purchase Common Stock (the "Warrants"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, and the General Partner disclaims such beneficial ownership, except to the extent of its respective pecuniary interest.
  • [F2]BMCM is the investment manager of BlueMountain Long/Short Credit Master Fund L.P. ("BMLSC"). BMCM, although it directs the voting and disposition of the Common Stock and Warrants held by BMLSC, only receives an asset-based fee relating to the Common Stock and Warrants held by BMLSC. BlueMountain Long/Short Credit GP, LLC (the "General Partner") is the general partner of BMLSC and has an indirect profits interest in the Common Stock and Warrants beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of the General Partner and thus has an indirect profits interest in the Common Stock and Warrants beneficially owned by BMLSC.
  • [F3]No expiration date or date exercisable are provided because the Warrants may be exercised only subject to certain restrictions set forth in Exhibit 4.4 to the Issuer's report on Form 8-K filed with the Securities and Exchange Commission on December 19, 2012.
  • [F4]In connection with a redemption offer by the Issuer that closed on June 18, 2015, BMLSC redeemed 75,768 shares of Common Stock, representing all of the Common Stock held by it.
  • [F5]In connection with a tender offer by the Issuer that closed on June 18, 2015, BMLSC tendered to the Issuer 75,768 Warrants, representing all of the Warrants held by it.
  • [F6]The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act.

Documents

1 file

Issuer

Chart Acquisition Corp.

CIK 0001527349

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001527349

Filing Metadata

Form type
4
Filed
Jun 18, 8:00 PM ET
Accepted
Jun 19, 9:01 AM ET
Size
28.2 KB
View on SEC.gov