4//SEC Filing
Invuity, Inc. 4
Accession 0001209191-15-055328
CIK 0001393020operating
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 3:34 PM ET
Size
31.5 KB
Accession
0001209191-15-055328
Insider Transaction Report
Form 4
Invuity, Inc.IVTY
Pepper Douglas A
10% Owner
Transactions
- Conversion
Series D Preferred Stock
2015-06-18−262,310→ 0 total→ Common Stock (264,624 underlying) - Conversion
Common Stock
2015-06-18+1,080,272→ 1,080,272 total - Conversion
Series C Preferred Stock
2015-06-18−712,291→ 0 total→ Common Stock (757,721 underlying) - Conversion
Series E Preferred Stock
2015-06-18−56,368→ 0 total→ Common Stock (57,927 underlying)
INTERWEST PARTNERS X LP
10% Owner
Transactions
- Conversion
Series C Preferred Stock
2015-06-18−712,291→ 0 total→ Common Stock (757,721 underlying) - Conversion
Common Stock
2015-06-18+1,080,272→ 1,080,272 total - Conversion
Series D Preferred Stock
2015-06-18−262,310→ 0 total→ Common Stock (264,624 underlying) - Conversion
Series E Preferred Stock
2015-06-18−56,368→ 0 total→ Common Stock (57,927 underlying)
CLEVELAND BRUCE A
10% Owner
Transactions
- Conversion
Common Stock
2015-06-18+1,080,272→ 1,080,272 total - Conversion
Series C Preferred Stock
2015-06-18−712,291→ 0 total→ Common Stock (757,721 underlying) - Conversion
Series D Preferred Stock
2015-06-18−262,310→ 0 total→ Common Stock (264,624 underlying) - Conversion
Series E Preferred Stock
2015-06-18−56,368→ 0 total→ Common Stock (57,927 underlying)
Kjellson Nina S
10% Owner
Transactions
- Conversion
Series D Preferred Stock
2015-06-18−262,310→ 0 total→ Common Stock (264,624 underlying) - Conversion
Series C Preferred Stock
2015-06-18−712,291→ 0 total→ Common Stock (757,721 underlying) - Conversion
Series E Preferred Stock
2015-06-18−56,368→ 0 total→ Common Stock (57,927 underlying) - Conversion
Common Stock
2015-06-18+1,080,272→ 1,080,272 total
Kliman Gilbert H
10% Owner
Transactions
- Conversion
Series E Preferred Stock
2015-06-18−56,368→ 0 total→ Common Stock (57,927 underlying) - Conversion
Common Stock
2015-06-18+1,080,272→ 1,080,272 total - Conversion
Series C Preferred Stock
2015-06-18−712,291→ 0 total→ Common Stock (757,721 underlying) - Conversion
Series D Preferred Stock
2015-06-18−262,310→ 0 total→ Common Stock (264,624 underlying)
ORONSKY ARNOLD L
10% Owner
Transactions
- Conversion
Common Stock
2015-06-18+1,080,272→ 1,080,272 total - Conversion
Series D Preferred Stock
2015-06-18−262,310→ 0 total→ Common Stock (264,624 underlying) - Conversion
Series C Preferred Stock
2015-06-18−712,291→ 0 total→ Common Stock (757,721 underlying) - Conversion
Series E Preferred Stock
2015-06-18−56,368→ 0 total→ Common Stock (57,927 underlying)
Desai Keval
10% Owner
Transactions
- Conversion
Common Stock
2015-06-18+1,080,272→ 1,080,272 total - Conversion
Series C Preferred Stock
2015-06-18−712,291→ 0 total→ Common Stock (757,721 underlying) - Conversion
Series D Preferred Stock
2015-06-18−262,310→ 0 total→ Common Stock (264,624 underlying) - Conversion
Series E Preferred Stock
2015-06-18−56,368→ 0 total→ Common Stock (57,927 underlying)
GIANOS PHILIP T
10% Owner
Transactions
- Conversion
Common Stock
2015-06-18+1,080,272→ 1,080,272 total - Conversion
Series C Preferred Stock
2015-06-18−712,291→ 0 total→ Common Stock (757,721 underlying) - Conversion
Series D Preferred Stock
2015-06-18−262,310→ 0 total→ Common Stock (264,624 underlying) - Conversion
Series E Preferred Stock
2015-06-18−56,368→ 0 total→ Common Stock (57,927 underlying)
Holmes W Stephen
10% Owner
Transactions
- Conversion
Common Stock
2015-06-18+1,080,272→ 1,080,272 total - Conversion
Series C Preferred Stock
2015-06-18−712,291→ 0 total→ Common Stock (757,721 underlying) - Conversion
Series D Preferred Stock
2015-06-18−262,310→ 0 total→ Common Stock (264,624 underlying) - Conversion
Series E Preferred Stock
2015-06-18−56,368→ 0 total→ Common Stock (57,927 underlying)
NASR KHALED
10% Owner
Transactions
- Conversion
Common Stock
2015-06-18+1,080,272→ 1,080,272 total - Conversion
Series C Preferred Stock
2015-06-18−712,291→ 0 total→ Common Stock (757,721 underlying) - Conversion
Series D Preferred Stock
2015-06-18−262,310→ 0 total→ Common Stock (264,624 underlying) - Conversion
Series E Preferred Stock
2015-06-18−56,368→ 0 total→ Common Stock (57,927 underlying)
Footnotes (4)
- [F1]712,291 outstanding shares of Series C Preferred Stock automatically converted into 757,721 shares of Common Stock, on a 1.06378132118451-for-one basis, immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F2]262,310 outstanding shares of Series D Preferred Stock automatically converted into 264,624 shares of Common Stock, on a 1.008821799-for-one basis, immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F3]56,368 outstanding shares of Series E Preferred Stock automatically converted into 57,927 shares of Common Stock, on a 1.027662672-for-one basis, immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F4]The shares are owned by InterWest Partners X, LP ("IW10"). InterWest Management Partners X, LLC ("IMP10") is the general partner of IW10. Bruce A. Cleveland, Philip T. Gianos, W. Stephen Holmes, Nina S. Kjellson, Gilbert H. Kliman, Arnold L. Oronsky, and Douglas A. Pepper are managing directors of IMP10. Keval Desai and Khaled A. Nasr are venture members of IMP10. Each managing director and venture member of IMP10 disclaims beneficial ownership of such shares, except to the extent of his or her pecuniary interest therein.
Issuer
Invuity, Inc.
CIK 0001393020
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001393020
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 3:34 PM ET
- Size
- 31.5 KB