4//SEC Filing
ANWORTH MORTGAGE ASSET CORP 4
Accession 0001209191-15-058522
CIK 0001047884operating
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 12:05 PM ET
Size
8.0 KB
Accession
0001209191-15-058522
Insider Transaction Report
Form 4
DAVIS JOE E
Director
Transactions
- Award
Restricted Stock Unit
2015-07-01+2,000→ 14,000 total→ Common Stock (2,000 underlying)
Holdings
- 15,582
Common Stock
- 3,000
Series B Cumulative Convertible Preferred Stock
Exercise: $10.50→ Common Stock (12,982 underlying)
Footnotes (6)
- [F1]1-for-1.
- [F2]The Restricted Stock Units vest upon the reporting person's retirment from the board of directors.
- [F3]Granted to the reporting person in consideration for his continued service on the board of directors.
- [F4]The Series B Cumulative Convertible Preferred Stock is convertible into Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K filed with the Securities and Exchange Commission on January 30, 2007. The current conversion price relfecting such adjustments is 4.3274 per share.
- [F5]Immediately exercisable.
- [F6]The Series B Cumulative Convertible Preferred Stock has no expiration date.
Documents
Issuer
ANWORTH MORTGAGE ASSET CORP
CIK 0001047884
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001047884
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 12:05 PM ET
- Size
- 8.0 KB