HARVEST NATURAL RESOURCES, INC. 4
4 · HARVEST NATURAL RESOURCES, INC. · Filed Jul 17, 2015
Insider Transaction Report
Form 4
Haynes Stephen C
Vice President
Transactions
- Disposition to Issuer
Common Stock, $.01 par value per share
2015-05-17$1.44/sh−23,000$33,120→ 40,404 total - Exercise/Conversion
Common Stock, $.01 par value per share
2015-05-17+23,000→ 63,404 total - Exercise/Conversion
Phantom Stock
2015-05-17−23,000→ 448,100 totalFrom: 2015-05-17Exp: 2015-05-17→ Common Stock, $0.1 par value per share (23,000 underlying)
Holdings
- 291,100
Stock Options
→ Common Stock, $0.1 par value per share - 382,100
Stock Appreciation Right
→ Common Stock, $0.1 par value per share
Footnotes (9)
- [F1]Due to a clerical error, this filing reflects the inadvertent omission to report Phantom Stock vested on May 17, 2015.
- [F2]Each share of phantom stock is the economic equivalent of one share of HNR common stock. The Company settled such phantom stock for cash on June 26, 2015. Although reflected in Table I, no common stock was actually acquired or disposed of.
- [F3]Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
- [F4]Since the date of the reporting person's last ownership filing, an allocation of 29,529 shares of common stock beneficially owned by him was transferred to his ex-wife, authorized by a domestic relations order. The reporting person no longer reports as beneficially owning such common stock now owned by his ex-wife.
- [F5]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F6]The following options expired by their own terms: 50,000 on 5/18/2015 and 35,900 on 5/20/2015.
- [F7]Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F8]Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F9]Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.