HARVEST NATURAL RESOURCES, INC. 4

4 · HARVEST NATURAL RESOURCES, INC. · Filed Jul 17, 2015

Form 4

Period: 2015-05-17

DirectorPresident & CEO

Transactions

Disposition to Issuer
Common Stock, $.01 par value per share
2015-05-17$1.44/sh−79,000$113,760→ 367,766 total
Exercise/Conversion
Common Stock, $.01 par value per share
2015-05-17+79,000→ 446,766 total
Exercise/Conversion
Phantom Stock
2015-05-17−79,000→ 1,790,534 total
From: 2015-05-17Exp: 2015-05-17→ Common Stock, $0.1 par value per share (79,000 underlying)

Holdings

Footnotes (8)

[F1]Due to a clerical error, this filing reflects the inadvertent omission to report Phantom Stock vested on May 17, 2015.
[F2]Each share of phantom stock is the economic equivalent of one share of HNR common stock. The Company settled such phantom stock for cash on June 26, 2015. Although reflected in Table I, no common stock was actually acquired or disposed of.
[F3]Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
[F4]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
[F5]The following options expired by their own terms: 100,000 on 9/1/2014, 75,000 on 3/4/2015, 120,000 on 5/15/2015, and 160,900 on 5/20/2015.
[F6]Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
[F7]Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
[F8]Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.

Documents

1 file