HARVEST NATURAL RESOURCES, INC. 4/A
4/A · HARVEST NATURAL RESOURCES, INC. · Filed Jul 17, 2015
Insider Transaction Report
Form 4/AAmended
Speirs Robert
Vice President
Transactions
- Exercise/Conversion
Common Stock, $.01 par value per share
2015-05-17+27,000→ 252,483 total - Exercise/Conversion
Phantom Stock
2015-05-17−27,000→ 612,800 totalFrom: 2015-05-17Exp: 2015-05-17→ Common Stock, $0.1 par value per share (27,000 underlying) - Disposition to Issuer
Common Stock, $.01 par value per share
2015-05-17$1.44/sh−27,000$38,880→ 225,483 total
Holdings
- 426,800
Stock Options
→ Common Stock, $0.1 par value per share - 534,800
Stock Appreciation Right
→ Common Stock, $0.1 par value per share
Footnotes (9)
- [F1]Due to a clerical error, this filing reflects the inadvertent omission to report Phantom Stock vested on May 17, 2015.
- [F2]Each share of phantom stock is the economic equivalent of one share of HNR common stock. The Company settled such phantom stock for cash on June 26, 2015. Although reflected in Table I, no common stock was actually acquired or disposed of.
- [F3]Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
- [F4]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F5]The following options expired by their own terms: 40,000 on 5/15/2015 and 47,800 on 5/20/2015.
- [F6]Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F7]Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F8]This amendment is to correct an incorrect number reported in columns 5 and 7 in the previous filing. The total reported in column 9 in the previous filing was reported correctly.
- [F9]Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.