Axalta Coating Systems Ltd. 4

Accession 0001209191-15-064208

$AXTACIK 0001616862operating

Filed

Aug 4, 8:00 PM ET

Accepted

Aug 5, 7:44 PM ET

Size

20.3 KB

Accession

0001209191-15-064208

Form 4

Period: 2015-08-03

Director

Transactions

Sale
Commons Shares
2015-08-04$33.01/sh−12,580$415,266→ 30,732 total(indirect: See Footnote)
Exercise/Conversion
Employee Stock Option
2015-08-04−21,792→ 119,066 total(indirect: See Footnote)
Exercise: $11.84Exp: 2023-07-31→ Common Shares (21,792 underlying)
Exercise/Conversion
Common Shares
2015-08-03$8.88/sh+19,266$171,082→ 19,266 total(indirect: See Footnote)
Exercise/Conversion
Common Shares
2015-08-04$11.84/sh+21,792$258,017→ 43,312 total(indirect: See Footnote)
Exercise/Conversion
Employee Stock Option
2015-08-03−19,266→ 0 total(indirect: See Footnote)
Exercise: $8.88Exp: 2024-05-05→ Common Shares (19,266 underlying)
Sale
Common Shares
2015-08-03$31.77/sh−10,957$348,104→ 8,309 total(indirect: See Footnote)
Exercise/Conversion
Common Shares
2015-08-04$11.84/sh+13,211$156,418→ 21,520 total(indirect: See Footnote)
Exercise/Conversion
Employee Stock Option
2015-08-04−13,211→ 8,808 total(indirect: See Footnote)
Exercise: $11.84Exp: 2024-05-05→ Common Shares (13,211 underlying)

Footnotes (6)

[F1]By OHorizons Global, of which the reporting person is Chairman and Chief Executive Officer.
[F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
[F3]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.56 to $31.97. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.00 to $33.12. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]This option vested in five equal annual installments beginning on May 5, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
[F6]This option vested in five annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Documents

1 file

Axalta Coating Systems Ltd.

CIK 0001616862

Entity typeoperating

IncorporatedBermuda