Aqua Metals, Inc. 4
4 · Aqua Metals, Inc. · Filed Aug 25, 2015
Insider Transaction Report
Form 4
Clarke Stephen R.
DirectorPresident and CEO10% Owner
Transactions
- Purchase
Common Stock
2015-08-21$4.95/sh+2,500$12,386→ 1,006,137 total - Purchase
Common Stock
2015-08-24$4.73/sh+2,500$11,820→ 1,008,637 total
Holdings
- 732,559(indirect: By corporation)
Common Stock
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.00, inclusive. The reporting person undertakes to provide to Aqua Metals, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.85, inclusive.
- [F3]The shares are owned directly by AIC Nevada, Inc. ("AIC"), and indirectly by Mr. Clarke, who is a director of AIC and is considered to have voting and dispositive power over the shares held by AIC. Mr. Clarke is the President and Chief Executive Officer, a director and a 10% stockholder of the Issuer.