4//SEC Filing
SANUWAVE Health, Inc. 4
Accession 0001209191-15-075561
$SNWVCIK 0001417663operating
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 4:10 PM ET
Size
8.7 KB
Accession
0001209191-15-075561
Insider Transaction Report
Form 4
Richardson Kevin A II
10% Owner
Transactions
- Other
Common Stock, $0.001 par value
2015-09-02−3,276,618→ 5,805,371 total(indirect: See Footnote)
Holdings
- 1,583,316
Common Stock, $0.001 par value
- 157,500(indirect: See Footnote)
Common Stock, $0.001 par value
- 157,500(indirect: See Footnote)
Common Stock, $0.001 par value
Footnotes (5)
- [F1]Distribution of shares of Common Stock on a pro rata basis for no consideration to its limited partners.
- [F2]These securities are owned directly by Prides Capital Fund I, L.P. Prides Capital Partners LLC is a general partner of Prides Capital Fund I, L.P. and Mr. Richardson is the controlling shareholder of Prides Capital Partners LLC; therefore, he may be deemed to be the beneficial owner of such securities. Mr. Richardson has also been deputized by Prides Capital Partners LLC to serve on the board of directors of the issuer. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), Mr. Richardson may be deemed to be the beneficial owner of an indeterminate portion of the securities of SANUWAVE Health, Inc. beneficially owned by Prides Capital Fund I, L.P. Mr. Richardson disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest (within the meaning of Rule 16a-1 of the Exchange Act) therein. This Form 4 shall not be deemed an admission that Mr. Richardson is a beneficial owner.
- [F3]Change from direct to indirect ownership of shares previously reported as beneficially owned by the reporting person.
- [F4]These securities are owned directly by the Zachary G. Richardson UTMA. Mr. Kevin Richardson is a joint holder and the trustee for the plan.
- [F5]These securities are owned directly by the Eleanor G. Richardson UTMA. Mr. Kevin Richardson is a joint holder and the trustee for the plan.
Documents
Issuer
SANUWAVE Health, Inc.
CIK 0001417663
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001417663
Filing Metadata
- Form type
- 4
- Filed
- Oct 14, 8:00 PM ET
- Accepted
- Oct 15, 4:10 PM ET
- Size
- 8.7 KB