KEMPHARM, INC 4
4 · KEMPHARM, INC · Filed Oct 30, 2015
Insider Transaction Report
Form 4
KEMPHARM, INCKMPH
Mickle Christal M M
VP Operations & Prod Dev10% Owner
Transactions
- Gift
Common Stock
2015-10-02+243,880→ 243,880 total(indirect: By Trust) - Exercise of In-Money
Common Stock
2015-10-28$5.85/sh+4,316$25,249→ 100,604 total - Gift
Common Stock
2015-10-02−157,197→ 1,381,176 total(indirect: By Spouse) - Exercise of In-Money
Warrant to Purchase Common Stock (right to buy)
2015-10-28−4,316→ 0 totalExercise: $5.85→ Common Stock (4,316 underlying) - Gift
Common Stock
2015-10-02−243,880→ 33,214 total - Gift
Common Stock
2015-10-02+157,197→ 157,197 total(indirect: By Trust)
Holdings
- 230,812(indirect: By Trust)
Common Stock
- 230,812(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Held jointly with spouse.
- [F2]The warrant is immediately exercisable at any time at the option of the holder.
- [F3]The warrant expires as of 5:00 p.m. C.S.T. on the earliest of (i) June 2, 2019 and (ii) the effective date of the closing of a Company Sale Transaction (as such term is defined in the warrant).