DAKOTA PLAINS HOLDINGS, INC. 4
4 · DAKOTA PLAINS HOLDINGS, INC. · Filed Jan 20, 2016
Insider Transaction Report
Form 4
BRADY TIMOTHY R.
CFO AND TREASURER
Transactions
- Exercise/Conversion
Restricted Stock Units
2016-01-15−60,941→ 121,881 total→ Common Stock (60,941 underlying) - Tax Payment
Common Stock
2016-01-15$0.18/sh−34,736$6,252→ 205,707 total - Exercise/Conversion
Common Stock
2016-01-15+60,941→ 240,443 total
Footnotes (3)
- [F1]Each restricted stock unit converts into one share of common stock.
- [F2]Shares forfeit to satisfy tax withholding obligations.
- [F3]On January 15, 2015, the reporting person was granted 182,822 restricted stock units, which vest in three substantially equal installments on January 15, 2016, 2017 and 2018.