DAKOTA PLAINS HOLDINGS, INC. 4
4 · DAKOTA PLAINS HOLDINGS, INC. · Filed Jan 20, 2016
Insider Transaction Report
Form 4
CLAYPOOL GABRIEL G.
DirectorCEO, PRES and SECRETARY
Transactions
- Tax Payment
Common Stock
2016-01-15$0.18/sh−81,596$14,687→ 791,259 total - Exercise/Conversion
Restricted Stock Units
2016-01-15−143,150→ 286,298 total→ Common Stock (143,150 underlying) - Exercise/Conversion
Common Stock
2016-01-15+143,150→ 872,855 total
Footnotes (3)
- [F1]Each restricted stock unit converts into one share of common stock.
- [F2]Shares forfeit to satisfy tax withholding obligations.
- [F3]On January 15, 2015, the reporting person was granted 429,448 restricted stock units, which vest in three substantially equal installments on January 15, 2016, 2017 and 2018.