4//SEC Filing
DAKOTA PLAINS HOLDINGS, INC. 4
Accession 0001209191-16-092721
CIK 0001367311operating
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 6:15 PM ET
Size
8.8 KB
Accession
0001209191-16-092721
Insider Transaction Report
Form 4
CLAYPOOL GABRIEL G.
DirectorCEO, PRES and SECRETARY
Transactions
- Tax Payment
Common Stock
2016-01-15$0.18/sh−81,596$14,687→ 791,259 total - Exercise/Conversion
Restricted Stock Units
2016-01-15−143,150→ 286,298 total→ Common Stock (143,150 underlying) - Exercise/Conversion
Common Stock
2016-01-15+143,150→ 872,855 total
Footnotes (3)
- [F1]Each restricted stock unit converts into one share of common stock.
- [F2]Shares forfeit to satisfy tax withholding obligations.
- [F3]On January 15, 2015, the reporting person was granted 429,448 restricted stock units, which vest in three substantially equal installments on January 15, 2016, 2017 and 2018.
Documents
Issuer
DAKOTA PLAINS HOLDINGS, INC.
CIK 0001367311
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001367311
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 6:15 PM ET
- Size
- 8.8 KB