Home/Filings/4/0001209191-16-092723
4//SEC Filing

DAKOTA PLAINS HOLDINGS, INC. 4

Accession 0001209191-16-092723

CIK 0001367311operating

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 6:16 PM ET

Size

8.8 KB

Accession

0001209191-16-092723

Insider Transaction Report

Form 4
Period: 2016-01-15
MCKENZIE CRAIG M
DirectorCEO
Transactions
  • Tax Payment

    Common Stock

    2016-01-15$0.18/sh143,724$25,870828,252 total
  • Exercise/Conversion

    Common Stock

    2016-01-15+252,148971,976 total
  • Exercise/Conversion

    Restricted Stock Units

    2016-01-15252,148504,294 total
    Common Stock (252,148 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit converts into one share of common stock.
  • [F2]Shares forfeit to satisfy tax withholding obligations.
  • [F3]On January 15, 2015, the reporting person was granted 756,442 restricted stock units, which vest in three substantially equal installments on January 15, 2016, 2017 and 2018.

Issuer

DAKOTA PLAINS HOLDINGS, INC.

CIK 0001367311

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001367311

Filing Metadata

Form type
4
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 6:16 PM ET
Size
8.8 KB