Home/Filings/5/0001209191-16-095953
5//SEC Filing

ANWORTH MORTGAGE ASSET CORP 5

Accession 0001209191-16-095953

CIK 0001047884operating

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 2:48 PM ET

Size

7.3 KB

Accession

0001209191-16-095953

Insider Transaction Report

Form 5
Period: 2015-12-31
BAINES HEATHER U
Executive Vice President
Transactions
  • Other

    Common Stock

    2015-12-31+22,3161,274,410 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    62,500
  • Common Stock

    (indirect: By Spouse)
    33,700
Footnotes (4)
  • [F1]These shares were acquired under the Anworth Mortgage Asset Corporation Dividend Reinvestment and Stock Purchase Plan, in exempt transactions pursuant to Rule 16a-11, at the then-current market prices during calendar year 2015.
  • [F2]Ms. Baines is married to Lloyd McAdams, Chairman, President and Chief Executive Officer of Anworth Mortgage Asset Corporation. Ms. Baines owns 41,500 shares individually. The balance of these shares are owned as community property with Mr. McAdams.
  • [F3]Mr. McAdams owns 62,500 shares in which Ms. Baines has no beneficial interests.
  • [F4]Shares held by the McAdams Foundation, of which Mr. McAdams is a director.

Issuer

ANWORTH MORTGAGE ASSET CORP

CIK 0001047884

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001047884

Filing Metadata

Form type
5
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 2:48 PM ET
Size
7.3 KB