CU Bancorp 4
4 · CU Bancorp · Filed Feb 8, 2016
Insider Transaction Report
Form 4
CU BancorpCUNB
Williams Anne A
EVP and CCO
Transactions
- Award
Common Stock
2016-02-02+6,719→ 123,323 total
Holdings
- 8,500
Options to Purchase Common Stock
Exercise: $12.20Exp: 2017-04-27→ Common Stock (8,500 underlying)
Footnotes (3)
- [F1]6,719 restricted shares of common stock were granted to the Reporting Person on February 2, 2016, pursuant to the 2015 Management Incentive Plan developed under and pursuant to the 2007 Equity and Incentive Plan, as amended and restated July 31, 2014. The restricted stock awards vest 50% on the second Tuesday in December 2016, and the remaining 50% on the second Tuesday in December, 2017.
- [F2]Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant
- [F3]As of filing date, the stock option grant is 100% vested and immediately exercisable.