$MITT·5

AG Mortgage Investment Trust, Inc. · Feb 12, 6:02 PM ET

AG Mortgage Investment Trust, Inc. 5

5 · AG Mortgage Investment Trust, Inc. · Filed Feb 12, 2016

Insider Transaction Report

Form 5
Period: 2015-12-31
Lieberman Jonathan
DirectorChief Investment Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2015-07-01+9,16694,205 total
  • Exercise/Conversion

    Restricted Stock Units

    2015-07-019,16616,927 total
    Common Stock (9,166 underlying)
Footnotes (5)
  • [F1]On July 1, 2015, 9,166 restricted stock units vested in 9,166 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").
  • [F2]Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.
  • [F3]15,000 shares of common stock are owned jointly with the reporting person's spouse.
  • [F4]The restricted stock units vest in three annual installments beginning July 1, 2015, assuming Mr. Lieberman's continued employment with Angelo, Gordon & Co., L.P. on such vesting dates, as set forth in the applicable award agreement.
  • [F5]The reporting person forfeited 1,407 restricted stock units pursuant to an amended award agreement. All other provisions of the award agreement remained the same.

Documents

1 file
  • 5
    doc5.xmlPrimary

    FORM 5 SUBMISSION