4/A//SEC Filing
Axalta Coating Systems Ltd. 4/A
Accession 0001209191-16-102838
$AXTACIK 0001616862operating
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 4:11 PM ET
Size
38.3 KB
Accession
0001209191-16-102838
Insider Transaction Report
Form 4/AAmended
Bustos Orlando Antonio
Director
Transactions
- Exercise/Conversion
Common Shares
2015-07-06$5.92/sh+52,821$312,700→ 52,821 total(indirect: See Footnote) - Exercise/Conversion
Common Shares
2015-07-06$7.21/sh+719$5,184→ 53,540 total(indirect: See Footnote) - Exercise/Conversion
Common Shares
2015-07-06$7.21/sh+8,258$59,540→ 61,798 total(indirect: See Footnote) - Exercise/Conversion
Common Shares
2015-07-06$8.88/sh+28,534$253,382→ 90,332 total(indirect: See Footnote) - Sale
Common Shares
2015-07-06$32.51/sh−20,000$650,200→ 70,332 total(indirect: See Footnote) - Exercise/Conversion
Common Shares
2015-07-07$8.88/sh+78,175$694,194→ 148,507 total(indirect: See Footnote) - Sale
Common Shares
2015-07-07$33.54/sh−1,957$65,638→ 146,550 total(indirect: See Footnote) - Sale
Common Shares
2015-07-07$32.98/sh−43,043$1,419,558→ 103,507 total(indirect: See Footnote) - Exercise/Conversion
Common Shares
2015-07-08$8.88/sh+16,541$146,884→ 120,048 total(indirect: See Footnote) - Sale
Common Shares
2015-07-08$32.54/sh−15,741$512,212→ 104,307 total(indirect: See Footnote) - Sale
Common Shares
2015-07-08$33.22/sh−800$26,576→ 103,507 total - Exercise/Conversion
Employee Stock Options
2015-07-06−52,821→ 0 total(indirect: See Footnote)Exercise: $5.92Exp: 2023-07-30→ Common Shares (52,821 underlying) - Exercise/Conversion
Employee Stock Options
2015-07-06−8,977→ 0 total(indirect: See Footnote)Exercise: $7.21Exp: 2024-05-05→ Common Shares (8,977 underlying) - Exercise/Conversion
Employee Stock Options
2015-07-06−28,534→ 94,716 total(indirect: See Footnote)Exercise: $8.88Exp: 2023-07-30→ Common Shares (28,534 underlying) - Exercise/Conversion
Employee Stock Options
2015-07-07−78,175→ 16,541 total(indirect: See Footnote)Exercise: $8.88Exp: 2023-07-30→ Common Shares (78,175 underlying) - Exercise/Conversion
Employee Stock Options
2015-07-08−16,541→ 0 total(indirect: See Footnote)Exercise: $8.88Exp: 2023-07-30→ Common Shares (16,541 underlying)
Footnotes (16)
- [F1]Amount amended to correct number of option shares exercised by reporting person on July 6, 2015.
- [F10]Amount amended to correct number of option shares exercised by reporting person on July 8, 2015.
- [F11]Amount amended to correct number of shares beneficially owned following reported transaction on July 8, 2015.
- [F12]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.17 to $33.16. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F13]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.17 to $33.29. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F14]On August 19, 2015, the reporting person transferred shares held indirectly by OHorizons Global to a personal account.
- [F15]This option vested in five annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
- [F16]This option vested in five equal annual installments beginning on May 5, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
- [F2]Amount amended to correct number of shares beneficially owned following reported transaction on July 6, 2015.
- [F3]By OHorizons Global, of which the reporting person is Chairman and Chief Executive Officer.
- [F4]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
- [F5]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.04 to $32.76. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]Amount amended to correct number of option shares exercised by reporting person on July 7, 2015.
- [F7]Amount amended to correct number of shares beneficially owned following reported transaction on July 7, 2015.
- [F8]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.50 to $33.58. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F9]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.50 to $33.49. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
Axalta Coating Systems Ltd.
CIK 0001616862
Entity typeoperating
IncorporatedBermuda
Related Parties
1- filerCIK 0001616862
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 4:11 PM ET
- Size
- 38.3 KB