HALCON RESOURCES CORP 4
4 · HALCON RESOURCES CORP · Filed Mar 1, 2016
Insider Transaction Report
Form 4
HEROD STEPHEN W
President
Transactions
- Tax Payment
Common Stock
2016-02-26$0.49/sh−4,184$2,055→ 95,476 total - Tax Payment
Common Stock
2016-02-27$0.49/sh−1,921$943→ 93,555 total - Tax Payment
Common Stock
2016-02-28$0.49/sh−3,065$1,505→ 90,490 total
Holdings
- 93,334(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Represents shares withheld to satisfy withholding taxes applicable upon vesting of the February 26, 2015 restricted stock grant.
- [F2]This amount represents the number of shares calculated after taking into account a 1-for-5 reverse stock split which was consummated on December 28, 2015.
- [F3]On May 4, 2015, Halcon declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on May 15, 2015. As a result, the reporting person received 373 shares of Halcon stock on June 1, 2015.
- [F4]Represents shares withheld to satisfy withholding taxes applicable upon vesting of the February 27, 2014 restricted stock grant.
- [F5]Represents shares withheld to satisfy withholding taxes applicable upon vesting of the February 28, 2013 restricted stock grant.
- [F6]The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The reporting person is neither the trustee nor a remainderman and the trusts are irrevocable.