HEROD STEPHEN W

CIK 00011951143 companiesHOUSTON, TX

SEC Profile

Transactions

Companies

Filings

CIK

0001195114

Recent Transactions

50 trades

Tax Payment
BATTALION OIL CORP$BATL
Common Stock
2019-03-01$1.63/sh−11,351→ 424,463 total
Award
BATTALION OIL CORP$BATL
Employee Stock Options (Right to Buy)
2018-03-01+113,200→ 113,200 total
Award
BATTALION OIL CORP$BATL
Common Stock
2018-03-01+117,250→ 435,814 total
Tax Payment
BATTALION OIL CORP$BATL
Common Stock
2017-09-12$6.24/sh−32,010→ 318,564 total
Award
BATTALION OIL CORP$BATL
Employee Stock Options (Right to Buy)
2017-04-11+162,500→ 162,500 total
Award
BATTALION OIL CORP$BATL
Common Stock
2017-04-11+81,250→ 350,574 total
Other
BATTALION OIL CORP$BATL
Warrants (Right to Buy)
2016-11-18+6,029→ 6,029 total
Other
BATTALION OIL CORP$BATL
Common Stock
2016-11-17+22,909→ 269,324 total
Other
BATTALION OIL CORP$BATL
Common Stock
2016-09-12+2,749→ 2,749 total
Award
BATTALION OIL CORP$BATL
Employee Stock Option (Right to Buy)
2016-09-12+487,500→ 487,500 total
Award
BATTALION OIL CORP$BATL
Common Stock
2016-09-12+243,750→ 246,415 total
Award
BATTALION OIL CORP$BATL
Employee Stock Option (Right to Buy)
2016-09-12+487,500→ 487,500 total
Other
BATTALION OIL CORP$BATL
Common Stock
2016-09-12+2,665→ 2,665 total
Other
BATTALION OIL CORP$BATL
Common Stock
2016-09-09−90,490→ 0 total
Other
BATTALION OIL CORP$BATL
5.75% Series A Preferred Stock
2016-09-09−150→ 0 total
Other
BATTALION OIL CORP$BATL
Common Stock
2016-09-09−93,334→ 0 total
Tax Payment
BATTALION OIL CORP$BATL
Common Stock
2016-02-28$0.49/sh−3,065→ 90,490 total
Tax Payment
BATTALION OIL CORP$BATL
Common Stock
2016-02-27$0.49/sh−1,921→ 93,555 total
Tax Payment
BATTALION OIL CORP$BATL
Common Stock
2016-02-26$0.49/sh−4,184→ 95,476 total
Other
BATTALION OIL CORP$BATL
Common Stock
2015-03-02+1,112→ 496,425 total
Tax Payment
BATTALION OIL CORP$BATL
Common Stock
2015-02-28$1.92/sh−12,520→ 495,313 total
Tax Payment
BATTALION OIL CORP$BATL
Common Stock
2015-02-27$1.92/sh−9,179→ 507,833 total
Award
BATTALION OIL CORP$BATL
Common Stock
2015-02-26+192,254→ 517,012 total
Award
BATTALION OIL CORP$BATL
Employee Stock options (Right to buy)
2015-02-26+450,991→ 450,991 total
Award
BATTALION OIL CORP$BATL
Performance Share Units
2014-02-27+265,120→ 265,120 total
Award
BATTALION OIL CORP$BATL
Common Stock
2014-02-27+88,257→ 323,341 total
Purchase
BATTALION OIL CORP$BATL
Common Stock
2013-08-08$5.10/sh+25,000→ 234,196 total
Purchase
BATTALION OIL CORP$BATL
Series A Convertible Preferred Stock
2013-06-13$1000.00/sh+150→ 150 total
Award
BATTALION OIL CORP$BATL
Employee Stock Option (Right to buy)
2013-02-28+342,200→ 342,200 total
Award
BATTALION OIL CORP$BATL
Common Stock
2013-02-28+140,850→ 209,196 total
Gift
BATTALION OIL CORP$BATL
Common Stock
2012-12-21+466,666→ 466,666 total
Gift
BATTALION OIL CORP$BATL
Common Stock
2012-12-21−466,666→ 68,346 total
Award
BATTALION OIL CORP$BATL
Employee Stock Option (Right to buy)
2012-11-08+225,000→ 225,000 total
Other
BATTALION OIL CORP$BATL
Common Stock
2012-09-17+466,666→ 535,012 total
Purchase
BATTALION OIL CORP$BATL
Common Stock
2012-08-03$6.89/sh+43,346→ 68,346 total
Award
BATTALION OIL CORP$BATL
Common Stock
2012-06-07+25,000→ 25,000 total
Award
BATTALION OIL CORP$BATL
Employee Stock Option (Right to buy)
2012-06-07+100,000→ 100,000 total
Disposition to Issuer
PETROHAWK ENERGY CORP
Common Stock
2011-08-20$38.75/sh−96,401→ 0 total
Disposition to Issuer
PETROHAWK ENERGY CORP
Stock Option (Right to buy)
2011-08-20$31.25/sh−75,000→ 0 total
Disposition to Issuer
PETROHAWK ENERGY CORP
Stock Option (Right to buy)
2011-08-20$23.52/sh−73,000→ 0 total
Disposition to Issuer
PETROHAWK ENERGY CORP
Stock Option (Right to buy)
2011-08-20$30.24/sh−100,000→ 0 total
Disposition to Issuer
PETROHAWK ENERGY CORP
Stock Option (Right to buy)
2011-08-20$20.67/sh−63,000→ 0 total
Disposition from Tender
PETROHAWK ENERGY CORP
Common Stock
2011-08-20$38.75/sh−377,149→ 0 total
Disposition to Issuer
PETROHAWK ENERGY CORP
Stock Option (Right to buy)
2011-08-20$18.18/sh−114,000→ 0 total
Disposition to Issuer
PETROHAWK ENERGY CORP
Stock Option (Right to buy)
2011-08-20$17.57/sh−89,600→ 0 total
Disposition to Issuer
PETROHAWK ENERGY CORP
Stock Appreciation Rights
2011-08-20$27.11/sh−60,000→ 0 total
Tax Payment
PETROHAWK ENERGY CORP
Common Stock
2011-03-02$20.52/sh−2,468→ 473,550 total
Tax Payment
PETROHAWK ENERGY CORP
Common Stock
2011-02-28$21.60/sh−2,027→ 476,018 total
Tax Payment
PETROHAWK ENERGY CORP
Common Stock
2011-02-24$20.35/sh−3,963→ 478,045 total
Award
PETROHAWK ENERGY CORP
Common Stock
2011-02-23+58,000→ 482,008 total

Companies

Recent Filings

Address

1000 LOUISIANA SUITE 5600

HOUSTON, TX, 77002

View on SEC.gov