Insider · CIK 0001195114

HEROD STEPHEN W

Reports to the SEC for 3 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001195114

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-03-01	BATLBATTALION OIL CORPF Tax Payment	EVP, Corporate Development	FTax Payment	−11.4K sh	$1.63	−$18.5K	424,463
2018-03-01	BATLBATTALION OIL CORP · Employee Stock Options (Right to Buy)A Award	EVP, Corporate Development	AAward	+113K sh	—	—	113,200
2018-03-01	BATLBATTALION OIL CORPA Award	EVP, Corporate Development	AAward	+117K sh	—	—	435,814
2017-09-12	BATLBATTALION OIL CORPF Tax Payment	EVP, Corporate Development	FTax Payment	−32K sh	$6.24	−$200K	318,564
2017-04-11	BATLBATTALION OIL CORPA Award	EVP, Corporate Development	AAward	+81.3K sh	—	—	350,574
2017-04-11	BATLBATTALION OIL CORP · Employee Stock Options (Right to Buy)A Award	EVP, Corporate Development	AAward	+163K sh	—	—	162,500
2016-11-18	BATLBATTALION OIL CORP · Warrants (Right to Buy)J Other	EVP, Corporate Development	JOther	+6,029 sh	—	—	6,029
2016-11-17	BATLBATTALION OIL CORPJ Other	EVP, Corporate Development	JOther	+22.9K sh	—	—	269,324
2016-09-12	BATLBATTALION OIL CORPJ Other	EVP, Corporate Development	JOther	+2,665 sh	—	—	2,665
2016-09-12	BATLBATTALION OIL CORP · Employee Stock Option (Right to Buy)A Award	EVP, Corporate Development	AAward	+488K sh	—	—	487,500
2016-09-12	BATLBATTALION OIL CORPA Award	EVP, Corporate Development	AAward	+244K sh	—	—	246,415
2016-09-12	BATLBATTALION OIL CORPJ Other	EVP, Corporate Development	JOther	+2,749 sh	—	—	2,749
2016-09-12	BATLBATTALION OIL CORP · Employee Stock Option (Right to Buy)A Award	EVP, Corporate Development	AAward	+488K sh	—	—	487,500
2016-09-09	BATLBATTALION OIL CORPJ Other	EVP, Corporate Development	JOther	−93.3K sh	—	—	0
2016-09-09	BATLBATTALION OIL CORPJ Other	EVP, Corporate Development	JOther	−90.5K sh	—	—	0
2016-09-09	BATLBATTALION OIL CORP · 5.75% Series A Preferred StockJ Other	EVP, Corporate Development	JOther	−150 sh	—	—	0
2016-02-28	BATLBATTALION OIL CORPF Tax Payment	EVP, Corporate Development	FTax Payment	−3,065 sh	$0.49	−$1,505.221	90,490
2016-02-27	BATLBATTALION OIL CORPF Tax Payment	EVP, Corporate Development	FTax Payment	−1,921 sh	$0.49	−$943.403	93,555
2016-02-26	BATLBATTALION OIL CORPF Tax Payment	EVP, Corporate Development	FTax Payment	−4,184 sh	$0.49	−$2,054.762	95,476
2015-03-02	BATLBATTALION OIL CORPJ Other	EVP, Corporate Development	JOther	+1,112 sh	—	—	496,425
2015-02-28	BATLBATTALION OIL CORPF Tax Payment	EVP, Corporate Development	FTax Payment	−12.5K sh	$1.92	−$24K	495,313
2015-02-27	BATLBATTALION OIL CORPF Tax Payment	EVP, Corporate Development	FTax Payment	−9,179 sh	$1.92	−$17.6K	507,833
2015-02-26	BATLBATTALION OIL CORP · Employee Stock options (Right to buy)A Award	EVP, Corporate Development	AAward	+451K sh	—	—	450,991
2015-02-26	BATLBATTALION OIL CORPA Award	EVP, Corporate Development	AAward	+192K sh	—	—	517,012
2014-02-27	BATLBATTALION OIL CORPA Award	EVP, Corporate Development	AAward	+88.3K sh	—	—	323,341
2014-02-27	BATLBATTALION OIL CORP · Performance Share UnitsA Award	EVP, Corporate Development	AAward	+265K sh	—	—	265,120
2013-08-08	BATLBATTALION OIL CORPP Purchase	EVP, Corporate Development	PPurchase	+25K sh	$5.10	+$127K	234,196
2013-06-13	BATLBATTALION OIL CORP · Series A Convertible Preferred StockP Purchase	EVP, Corporate Development	PPurchase	+150 sh	$1000.00	+$150K	150
2013-02-28	BATLBATTALION OIL CORPA Award	EVP, Corporate Development	AAward	+141K sh	—	—	209,196
2013-02-28	BATLBATTALION OIL CORP · Employee Stock Option (Right to buy)A Award	EVP, Corporate Development	AAward	+342K sh	—	—	342,200
2012-12-21	BATLBATTALION OIL CORPG Gift	EVP, Corporate Development	GGift	−467K sh	—	—	68,346
2012-12-21	BATLBATTALION OIL CORPG Gift	EVP, Corporate Development	GGift	+467K sh	—	—	466,666
2012-11-08	BATLBATTALION OIL CORP · Employee Stock Option (Right to buy)A Award	EVP, Corporate Development	AAward	+225K sh	—	—	225,000
2012-09-17	BATLBATTALION OIL CORPJ Other	EVP, Corporate Development	JOther	+467K sh	—	—	535,012
2012-08-03	BATLBATTALION OIL CORPP Purchase	EVP, Corporate Development	PPurchase	+43.3K sh	$6.89	+$299K	68,346
2012-06-07	BATLBATTALION OIL CORPA Award	EVP, Corporate Development	AAward	+25K sh	—	—	25,000
2012-06-07	BATLBATTALION OIL CORP · Employee Stock Option (Right to buy)A Award	EVP, Corporate Development	AAward	+100K sh	—	—	100,000
2011-08-20	PETROHAWK ENERGY CORPStock Option (Right to buy)D Disposition to Issuer	EVP CORPORATE DEVELOPMENT	DDisposition to Issuer	−114K sh	$18.18	−$2.07M	0
2011-08-20	PETROHAWK ENERGY CORPStock Option (Right to buy)D Disposition to Issuer	EVP CORPORATE DEVELOPMENT	DDisposition to Issuer	−89.6K sh	$17.57	−$1.57M	0
2011-08-20	PETROHAWK ENERGY CORPStock Option (Right to buy)D Disposition to Issuer	EVP CORPORATE DEVELOPMENT	DDisposition to Issuer	−73K sh	$23.52	−$1.72M	0
2011-08-20	PETROHAWK ENERGY CORPStock Appreciation RightsD Disposition to Issuer	EVP CORPORATE DEVELOPMENT	DDisposition to Issuer	−60K sh	$27.11	−$1.63M	0
2011-08-20	PETROHAWK ENERGY CORPStock Option (Right to buy)D Disposition to Issuer	EVP CORPORATE DEVELOPMENT	DDisposition to Issuer	−100K sh	$30.24	−$3.02M	0
2011-08-20	PETROHAWK ENERGY CORPStock Option (Right to buy)D Disposition to Issuer	EVP CORPORATE DEVELOPMENT	DDisposition to Issuer	−75K sh	$31.25	−$2.34M	0
2011-08-20	PETROHAWK ENERGY CORPStock Option (Right to buy)D Disposition to Issuer	EVP CORPORATE DEVELOPMENT	DDisposition to Issuer	−63K sh	$20.67	−$1.3M	0
2011-08-20	PETROHAWK ENERGY CORPU Disposition from Tender	EVP CORPORATE DEVELOPMENT	UDisposition from Tender	−377K sh	$38.75	−$14.6M	0
2011-08-20	PETROHAWK ENERGY CORPD Disposition to Issuer	EVP CORPORATE DEVELOPMENT	DDisposition to Issuer	−96.4K sh	$38.75	−$3.74M	0
2011-03-02	PETROHAWK ENERGY CORPF Tax Payment	EVP CORPORATE DEVELOPMENT	FTax Payment	−2,468 sh	$20.52	−$50.6K	473,550
2011-02-28	PETROHAWK ENERGY CORPF Tax Payment	EVP CORPORATE DEVELOPMENT	FTax Payment	−2,027 sh	$21.60	−$43.8K	476,018
2011-02-24	PETROHAWK ENERGY CORPF Tax Payment	EVP CORPORATE DEVELOPMENT	FTax Payment	−3,963 sh	$20.35	−$80.6K	478,045
2011-02-23	PETROHAWK ENERGY CORPA Award	EVP CORPORATE DEVELOPMENT	AAward	+58K sh	—	—	482,008

Recent filings

Accepted (ET)
Mar 54
HEROD STEPHEN W0001209191-19-017057
SEC(opens sec.gov)
Mar 54
HEROD STEPHEN W0001209191-18-016806
SEC(opens sec.gov)
Sep 184
HEROD STEPHEN W0001209191-17-053090
SEC(opens sec.gov)
Apr 134
HALCON RESOURCES CORP0001209191-17-026927
SEC(opens sec.gov)
Nov 214
HALCON RESOURCES CORP0001209191-16-151511
SEC(opens sec.gov)
Sep 224/A
HALCON RESOURCES CORP0001209191-16-142454
SEC(opens sec.gov)
Sep 134
HALCON RESOURCES CORP0001209191-16-141274
SEC(opens sec.gov)
Mar 14
HALCON RESOURCES CORP0001209191-16-104006
SEC(opens sec.gov)
Mar 24
HALCON RESOURCES CORP0001209191-15-020350
SEC(opens sec.gov)

Companies

Address

1000 LOUISIANA SUITE 5600

HOUSTON, TX, 77002