4//SEC Filing
CAPELLA EDUCATION CO 4
Accession 0001209191-16-117533
CIK 0001104349operating
Filed
May 3, 8:00 PM ET
Accepted
May 4, 6:24 PM ET
Size
11.2 KB
Accession
0001209191-16-117533
Insider Transaction Report
Form 4
SHANK STEPHEN G
DirectorChairman10% Owner
Transactions
- Exercise/Conversion
Common Stock
2016-05-02+1,894→ 11,726 total(indirect: By Trust) - Exercise/Conversion
Restricted stock unit
2016-05-02−1,894→ 0 totalFrom: 2016-05-02Exp: 2016-05-02→ Common Stock (1,894 underlying) - Award
Common Stock
2016-05-03+1,844→ 13,570 total(indirect: By Trust)
Holdings
- 4,290(indirect: By Trust)
Common Stock
- 4,290(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Each restricted stock unit represented the right to receive, upon vesting, one share of CPLA common stock. 1,894 restricted stock units vested on May 2, 2016 and were settled for an equal number of shares of CPLA common stock.
- [F2]Shares held by the Stephen G. Shank Revocable Trust.
- [F3]Represents restricted stock units that will vest in full on May 1, 2017, and will be settled in shares of CPLA common stock on a 1:1 basis at the time the reporting person leaves the board of directors.
- [F4]Includes 1,844 restricted stock units that will vest and be settled in shares of common stock per footnote 3, and 1,727 deferred stock units that will be settled in shares of common stock on a 1:1 basis at the time the reporting person leaves the board of directors or the company experiences a change-in-control.
- [F5]Shares held by the Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust.
- [F6]Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust.
Documents
Issuer
CAPELLA EDUCATION CO
CIK 0001104349
Entity typeoperating
Related Parties
1- filerCIK 0001104349
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 6:24 PM ET
- Size
- 11.2 KB