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4//SEC Filing

Marketo, Inc. 4

Accession 0001209191-16-125841

CIK 0001490660operating

View on SEC.gov Company Profile

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 7:13 PM ET

Size

25.4 KB

Accession

0001209191-16-125841

Insider Transaction Report

Form 4

Period: 2016-06-01

Marketo, Inc.MKTO

STORM VENTURES FUND III LP

10% Owner

Transactions

Award
Common Stock
2016-06-01+3,057→ 3,057 total
Award
Non-Qualified Stock Option (right to buy)
2016-06-01+6,789→ 6,789 total
Exercise: $35.16Exp: 2016-05-31→ Common Stock (6,789 underlying)

Holdings

Common Stock
(indirect: See footnotes)
2,303,832
Common Stock
(indirect: See footnotes)
71,368
Common Stock
(indirect: By Trust)
8,534
Common Stock
(indirect: See footnotes)
7,894
Common Stock
(indirect: See footnotes)
126,020

Storm Ventures Fund IV, L.P.

Director

Transactions

Award
Common Stock
2016-06-01+3,057→ 3,057 total
Award
Non-Qualified Stock Option (right to buy)
2016-06-01+6,789→ 6,789 total
Exercise: $35.16Exp: 2016-05-31→ Common Stock (6,789 underlying)

Holdings

Common Stock
(indirect: By Trust)
8,534
Common Stock
(indirect: See footnotes)
126,020
Common Stock
(indirect: See footnotes)
71,368
Common Stock
(indirect: See footnotes)
7,894
Common Stock
(indirect: See footnotes)
2,303,832

STORM VENTURE ASSOCIATES IV, L.L.C.

Director

Transactions

Award
Common Stock
2016-06-01+3,057→ 3,057 total
Award
Non-Qualified Stock Option (right to buy)
2016-06-01+6,789→ 6,789 total
Exercise: $35.16Exp: 2016-05-31→ Common Stock (6,789 underlying)

Holdings

Common Stock
(indirect: See footnotes)
2,303,832
Common Stock
(indirect: See footnotes)
71,368
Common Stock
(indirect: See footnotes)
126,020
Common Stock
(indirect: By Trust)
8,534
Common Stock
(indirect: See footnotes)
7,894

SUBHEDAR SANJAY

Director

Transactions

Award
Common Stock
2016-06-01+3,057→ 3,057 total
Award
Non-Qualified Stock Option (right to buy)
2016-06-01+6,789→ 6,789 total
Exercise: $35.16Exp: 2016-05-31→ Common Stock (6,789 underlying)

Holdings

Common Stock
(indirect: See footnotes)
7,894
Common Stock
(indirect: By Trust)
8,534
Common Stock
(indirect: See footnotes)
2,303,832
Common Stock
(indirect: See footnotes)
126,020
Common Stock
(indirect: See footnotes)
71,368

NAHM TAE HEA

Director10% Owner

Transactions

Award
Non-Qualified Stock Option (right to buy)
2016-06-01+6,789→ 6,789 total
Exercise: $35.16Exp: 2016-05-31→ Common Stock (6,789 underlying)
Award
Common Stock
2016-06-01+3,057→ 3,057 total

Holdings

Common Stock
(indirect: See footnotes)
71,368
Common Stock
(indirect: See footnotes)
2,303,832
Common Stock
(indirect: See footnotes)
126,020
Common Stock
(indirect: See footnotes)
7,894
Common Stock
(indirect: By Trust)
8,534

FLOYD RYAN

Director

Transactions

Award
Non-Qualified Stock Option (right to buy)
2016-06-01+6,789→ 6,789 total
Exercise: $35.16Exp: 2016-05-31→ Common Stock (6,789 underlying)
Award
Common Stock
2016-06-01+3,057→ 3,057 total

Holdings

Common Stock
(indirect: See footnotes)
71,368
Common Stock
(indirect: See footnotes)
126,020
Common Stock
(indirect: See footnotes)
7,894
Common Stock
(indirect: By Trust)
8,534
Common Stock
(indirect: See footnotes)
2,303,832

MENDEZ M ALEX

Director

Transactions

Award
Non-Qualified Stock Option (right to buy)
2016-06-01+6,789→ 6,789 total
Exercise: $35.16Exp: 2016-05-31→ Common Stock (6,789 underlying)
Award
Common Stock
2016-06-01+3,057→ 3,057 total

Holdings

Common Stock
(indirect: By Trust)
8,534
Common Stock
(indirect: See footnotes)
126,020
Common Stock
(indirect: See footnotes)
7,894
Common Stock
(indirect: See footnotes)
2,303,832
Common Stock
(indirect: See footnotes)
71,368

STORM VENTURES AFFILIATES FUND III LP

10% Owner

Transactions

Award
Common Stock
2016-06-01+3,057→ 3,057 total
Award
Non-Qualified Stock Option (right to buy)
2016-06-01+6,789→ 6,789 total
Exercise: $35.16Exp: 2016-05-31→ Common Stock (6,789 underlying)

Holdings

Common Stock
(indirect: By Trust)
8,534
Common Stock
(indirect: See footnotes)
71,368
Common Stock
(indirect: See footnotes)
7,894
Common Stock
(indirect: See footnotes)
2,303,832
Common Stock
(indirect: See footnotes)
126,020

STORM VENTURES PRINCIPALS FUND III

10% Owner

Transactions

Award
Common Stock
2016-06-01+3,057→ 3,057 total
Award
Non-Qualified Stock Option (right to buy)
2016-06-01+6,789→ 6,789 total
Exercise: $35.16Exp: 2016-05-31→ Common Stock (6,789 underlying)

Holdings

Common Stock
(indirect: By Trust)
8,534
Common Stock
(indirect: See footnotes)
2,303,832
Common Stock
(indirect: See footnotes)
71,368
Common Stock
(indirect: See footnotes)
126,020
Common Stock
(indirect: See footnotes)
7,894

STORM VENTURE ASSOCIATES III, L.L.C.

10% Owner

Transactions

Award
Non-Qualified Stock Option (right to buy)
2016-06-01+6,789→ 6,789 total
Exercise: $35.16Exp: 2016-05-31→ Common Stock (6,789 underlying)
Award
Common Stock
2016-06-01+3,057→ 3,057 total

Holdings

Common Stock
(indirect: See footnotes)
2,303,832
Common Stock
(indirect: See footnotes)
71,368
Common Stock
(indirect: By Trust)
8,534
Common Stock
(indirect: See footnotes)
126,020
Common Stock
(indirect: See footnotes)
7,894

Footnotes (8)

[F1]Represents shares of common stock that are issuable pursuant to Restricted Stock Unit ("RSU") awards. One hundred percent (100%) of the RSUs will vest upon the earlier of (i) the 2017 annual stockholder meeting of the issuer, and (ii) one year from the grant date (June 1, 2017), subject to continued service by the reporting person on the vesting date.
[F2]The shares are held directly by the Nahm Family Trust dated 9-23-1999 for which the reporting person serves as trustee.
[F3]The shares are held directly by Storm Ventures Fund III, L.P ("SV III").
[F4]Storm Venture Associates III, L.L.C. ("SVA LLC") is the general partner of SV III and SVA III and the managing member of SVP III and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each such fund. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA LLC and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each of SV III, SVA III, SVP III and SVA LLC. Each of the managing directors disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
[F5]The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVA III").
[F6]The shares are held directly by Storm Ventures Principals Fund III, L.L.C. ("SVP III").
[F7]The shares were issued upon settlement of restricted stock units granted to the reporting person and transferred to SVA LLC pursuant to the terms of a management agreement between SVA LLC and the reporting person. The shares include 3,671 shares that were issued upon settlement of restricted stock units on June 1, 2016 and 4,223 shares that were issued upon settlement of restricted stock units on June 1, 2015.
[F8]One hundred percent (100%) of the shares underlying the option will vest upon the earlier of (i) the 2017 stockholder meeting of the Issuer and (ii) one year from the grant date (June 1, 2017), subject to continued service by the reporting person on the vesting date.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Marketo, Inc.

CIK 0001490660

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001490660

Filing Metadata

Form type: 4
Filed: Jun 2, 8:00 PM ET
Accepted: Jun 3, 7:13 PM ET
Size: 25.4 KB

View on SEC.gov