4//SEC Filing
GAIAM, INC 4
Accession 0001209191-16-127452
$GAIACIK 0001089872operating
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 6:11 PM ET
Size
9.1 KB
Accession
0001209191-16-127452
Insider Transaction Report
Form 4
GAIAM, INCGAIA
JACKSON JOHN R
Secretary & VP Corp Dev
Transactions
- Exercise/Conversion
Class A Common Stock
2016-06-09$7.71/sh+1,100$8,481→ 1,821 total - Sale
Class A Common Stock
2016-06-09$7.81/sh−1,100$8,592→ 721 total - Exercise/Conversion
Employee Stock Option (right to buy)
2016-06-09−1,100→ 48,900 totalExercise: $7.71Exp: 2024-11-03→ Class A Common Stock (1,100 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average. Theses shares were sold in multiple transactions at prices ranging from $7.81-$7.82, inclusive. The reporting person undertakes to provide to Gaiam, Inc., any security holder of Gaiam, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnote (1) to this Form 4.
- [F2]The option is partially vested. The option was originally granted on November 04, 2014, and provided for vesting of 2% per month for 50 months commencing on December 1, 2014.
Documents
Issuer
GAIAM, INC
CIK 0001089872
Entity typeoperating
IncorporatedCO
Related Parties
1- filerCIK 0001089872
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 6:11 PM ET
- Size
- 9.1 KB