ANWORTH MORTGAGE ASSET CORP 4
4 · ANWORTH MORTGAGE ASSET CORP · Filed Jul 1, 2016
Insider Transaction Report
Form 4
Davis Robert Craig
Director
Transactions
- Award
Restricted Stock Unit
2016-07-01+2,000→ 16,000 total→ Common Stock (2,000 underlying)
Holdings
- 4,000
Series B Cumulative Convertible Preferred Stock
Exercise: $10.50→ Common Stock (18,654 underlying) - 40,000
Common Stock
Footnotes (6)
- [F1]1-for-1.
- [F2]The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
- [F3]Granted to the reporting person for his continued service on the board of directors.
- [F4]The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K filed with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustments is 4.6635 per share.
- [F5]Immediately exercisable.
- [F6]The Series B Cumulative Convertible Preferred Stock has no expiration date.