4//SEC Filing
AG Mortgage Investment Trust, Inc. 4
Accession 0001209191-16-131753
$MITTCIK 0001514281operating
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 5:14 PM ET
Size
10.9 KB
Accession
0001209191-16-131753
Insider Transaction Report
Form 4
Lieberman Jonathan
DirectorChief Investment Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2016-07-01−8,714→ 8,713 total→ Common Stock (8,714 underlying) - Exercise/Conversion
Common Stock
2016-07-01+8,714→ 102,939 total - Award
Restricted Stock Units
2016-06-30+500→ 17,427 total→ Common Stock (500 underlying)
Footnotes (7)
- [F1]On July 1, 2016, 8,714 restricted stock units vested in 8,714 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").
- [F2]Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.
- [F3]15,000 shares of common stock are owned jointly with the reporting person's spouse.
- [F4]Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit.
- [F5]50% of the restricted stock units were scheduled to vest on July 1, 2016 and the remaining 50% of the restricted stock units are scheduled to vest on July 1, 2017, assuming Mr. Lieberman remains an employee of Angelo, Gordon & Co., L.P. ("Angelo, Gordon") through such date.
- [F6]These restricted stock units were transferred by AG REIT Management, LLC, the Company's external manager (the "Manager"), to Mr. Lieberman for his service to the Manager.
- [F7]The restricted stock units held by Mr. Lieberman as of June 30, 2016 vest equally (with deviations for rounding as required) on July 1, 2016 and July 1, 2017. The restricted stock units scheduled to vest on July 1, 2017 are conditioned on Mr. Lieberman's continued employment with Angelo, Gordon on such date, as set forth in the applicable award agreement.
Documents
Issuer
AG Mortgage Investment Trust, Inc.
CIK 0001514281
Entity typeoperating
Related Parties
1- filerCIK 0001514281
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 5:14 PM ET
- Size
- 10.9 KB