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4//SEC Filing

InfraREIT, Inc. 4

Accession 0001209191-16-132305

CIK 0001506401operating

Filed

Jul 10, 8:00 PM ET

Accepted

Jul 11, 4:47 PM ET

Size

9.0 KB

Accession

0001209191-16-132305

Insider Transaction Report

Form 4
Period: 2016-07-11
Hunt Hunter
Director10% Owner
Transactions
  • SaleSwap

    common stock, $0.01 par value per share

    2016-07-113,142,3780 total(indirect: See footnote)
  • PurchaseSwap

    common units

    2016-07-11+3,142,37815,262,028 total(indirect: See footnote)
    common stock (3,142,378 underlying)
Footnotes (3)
  • [F1]Pursuant to a swap agreement between Hunt Transmission Services, L.L.C. ("HTS"), a subsidiary of Hunt Consolidated, Inc. ("HCI"), and MC Transmission Holdings, Inc. ("MC Transmission"), a subsidiary of Marubeni Corporation, HTS exchanged 3,142,378 shares of common stock of InfraREIT, Inc. for an equal number of common units of InfraREIT Partners, LP owned by MC Transmission. Because the swap was a one-for-one exchange of shares for common units, the swap had no effect on HCI's fully-diluted ownership of InfraREIT, Inc.
  • [F2]The reported securities are owned directly by HCI or one of its subsidiaries. The reporting person is a co-CEO of HCI and controls HCI through one or more intermediaries. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. HCI beneficially owns 15,262,028 shares of common stock underlying the common units shown in Table II. This amount excludes 1,543,445 common units held by Electricity Participant Partnership, LLC, a subsidiary of HCI, as to which HCI and the reporting person have disclaimed beneficial ownership.
  • [F3]Represents common units of InfraREIT Partners, LP. Pursuant to the Third Amended and Restated Agreement of Limited Partnership of InfraREIT Partners, LP, common units are redeemable for cash or, at InfraREIT, Inc.'s election, shares of InfraREIT, Inc.'s common stock on a one-for-one basis. The right to redeem common units does not have an expiration date.

Issuer

InfraREIT, Inc.

CIK 0001506401

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001506401

Filing Metadata

Form type
4
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 4:47 PM ET
Size
9.0 KB