ANWORTH MORTGAGE ASSET CORP 4
4 · ANWORTH MORTGAGE ASSET CORP · Filed Aug 16, 2016
Insider Transaction Report
Form 4
MCADAMS JOSEPH LLOYD
DirectorChairman, President & CEO
Transactions
- Award
Restricted Stock Unit
2016-08-01$4.96/sh+96,169$476,998→ 91,169 total→ Common Stock (91,169 underlying)
Holdings
- 1,295,410
Common Stock
- 33,700(indirect: By Foundation)
Common Stock
- 41,500(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]Mr. McAdams is married to Heather U. Baines. Mr. McAdams owns 62,500 shares individually. The balance of these shared are owned as community property with Ms. Baines.
- [F2]Ms. Baines owns 41,500 shares in which Mr. McAdams has no beneficial interests.
- [F3]Shares held by the McAdams Foundation, of which Mr. McAdams is a director.
- [F4]1-for-1.
- [F5]The Restricted Stock Units are not vested at the grant date. During the period commencing on the grant date and ending on the last day of the calendar month after the three (3) year anniversary of the grant date, the Restricted Stock Units shall vest immediately upon the Grantee's involuntary termination of service for any reason other than for Cause. During the period commencing on the day immediately following the three (3) year anniversary of the grant date and ending on the ten (10) year anniversary of the grant date, the Restricted Stock Units shall vest on the last day of any month when the total return to stockholders (meaning the aggregate of Common Stock price appreciation and dividends declared assuming full reinvestment of dividends) exceeds 10% per annum.