ANWORTH MORTGAGE ASSET CORP 4
4 · ANWORTH MORTGAGE ASSET CORP · Filed Aug 16, 2016
Insider Transaction Report
Form 4
MCADAMS JOSEPH E
DirectorExecutive Vice President & CIO
Transactions
- Award
Restricted Stock Unit
2016-08-01$4.96/sh+38,710$192,002→ 38,710 total→ Common Stock (38,710 underlying)
Holdings
- 289,508
Common Stock
- 33,700(indirect: By Foundation)
Common Stock
Footnotes (3)
- [F1]Shares held by the McAdams Foundation, of which Mr. McAdams is a director.
- [F2]1-for-1.
- [F3]The Restricted Stock Units are not vested at the Grant Date. During the period commencing on the Grant Date and ending on the last day of the calendar month after the three (3) year anniversary of the Grant Date, the Restricted Stock Units shall vest immediately upon the Grantee's involuntary termination of service for any reason other than for Cause. During the period commencing on the day immediately following the three (3) year anniversary of the Grant Date and ending on the ten (10) year anniversary of the Grant Date, the Restricted Stock Units shall vest on the last day of any month when the total return to stockholders (meaning the aggregate of Common Stock price appreciation and dividends declared assuming full reinvestment of dividends) exceeds 10% per annum.