4//SEC Filing
ANWORTH MORTGAGE ASSET CORP 4
Accession 0001209191-16-137282
CIK 0001047884operating
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 5:19 PM ET
Size
7.5 KB
Accession
0001209191-16-137282
Insider Transaction Report
Form 4
MCADAMS JOSEPH E
DirectorExecutive Vice President & CIO
Transactions
- Award
Restricted Stock Unit
2016-08-01$4.96/sh+38,710$192,002→ 38,710 total→ Common Stock (38,710 underlying)
Holdings
- 289,508
Common Stock
- 33,700(indirect: By Foundation)
Common Stock
Footnotes (3)
- [F1]Shares held by the McAdams Foundation, of which Mr. McAdams is a director.
- [F2]1-for-1.
- [F3]The Restricted Stock Units are not vested at the Grant Date. During the period commencing on the Grant Date and ending on the last day of the calendar month after the three (3) year anniversary of the Grant Date, the Restricted Stock Units shall vest immediately upon the Grantee's involuntary termination of service for any reason other than for Cause. During the period commencing on the day immediately following the three (3) year anniversary of the Grant Date and ending on the ten (10) year anniversary of the Grant Date, the Restricted Stock Units shall vest on the last day of any month when the total return to stockholders (meaning the aggregate of Common Stock price appreciation and dividends declared assuming full reinvestment of dividends) exceeds 10% per annum.
Documents
Issuer
ANWORTH MORTGAGE ASSET CORP
CIK 0001047884
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001047884
Filing Metadata
- Form type
- 4
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 5:19 PM ET
- Size
- 7.5 KB