CU Bancorp 4
4 · CU Bancorp · Filed Aug 17, 2016
Insider Transaction Report
Form 4
CU BancorpCUNB
Williams Anne A
EVP and CCO
Transactions
- Tax Payment
Common Stock
2016-08-15$24.09/sh−1,443$34,762→ 121,880 total
Holdings
- 8,500
Options to Purchase Common Stock
Exercise: $12.20Exp: 2017-04-27→ Common Stock (8,500 underlying)
Footnotes (3)
- [F1]The Reporting Person is reporting the withholding by CU Bancorp of 463 shares of common stock to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of 3,250 shares of restricted stock to the Reporting Person on August 15, 2016, in accordance with the vesting schedule set forth in the restricted stock grant.
- [F2]Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant
- [F3]As of filing date, the stock option grant is 100% vested and immediately exercisable.