Home/Filings/4/0001209191-16-137629
4//SEC Filing

CU Bancorp 4

Accession 0001209191-16-137629

CIK 0001543643operating

Filed

Aug 16, 8:00 PM ET

Accepted

Aug 17, 6:12 PM ET

Size

6.6 KB

Accession

0001209191-16-137629

Insider Transaction Report

Form 4
Period: 2016-08-15
Williams Anne A
EVP and CCO
Transactions
  • Tax Payment

    Common Stock

    2016-08-15$24.09/sh1,443$34,762121,880 total
Holdings
  • Options to Purchase Common Stock

    Exercise: $12.20Exp: 2017-04-27Common Stock (8,500 underlying)
    8,500
Footnotes (3)
  • [F1]The Reporting Person is reporting the withholding by CU Bancorp of 463 shares of common stock to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of 3,250 shares of restricted stock to the Reporting Person on August 15, 2016, in accordance with the vesting schedule set forth in the restricted stock grant.
  • [F2]Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant
  • [F3]As of filing date, the stock option grant is 100% vested and immediately exercisable.

Issuer

CU Bancorp

CIK 0001543643

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001543643

Filing Metadata

Form type
4
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 6:12 PM ET
Size
6.6 KB