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$BATL·4/A

HALCON RESOURCES CORP · Sep 22, 7:06 PM ET

HALCON RESOURCES CORP 4/A

4/A · HALCON RESOURCES CORP · Filed Sep 22, 2016

Insider Transaction Report

Form 4/AAmended
Period: 2016-09-12
HALCON RESOURCES CORPHK
WILSON FLOYD C
DirectorChairman and CEO
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2016-09-12+1,837,500→ 1,837,500 total
    Exercise: $9.24Exp: 2026-09-12→ Common Stock (1,837,500 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    324

  • Common Stock

    (indirect: By Trust)
    688

  • Common Stock

    (indirect: By Trust)
    2,403

  • Common Stock

    953,802

  • Warrants (Right to Buy)

    Exercise: $14.04From: 2016-09-09Exp: 2020-09-09→ Common Stock (1,165 underlying)
    1,165

  • Warrants (Right to Buy)

    (indirect: By Spouse)
    Exercise: $14.04From: 2016-09-09Exp: 2020-09-09→ Common Stock (1,165 underlying)
    1,165

  • Common Stock

    (indirect: By Spouse)
    4,292
Footnotes (5)
  • [F1]These shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F2]The shares are held in seventeen trusts for the benefit of family members for which the reporting person serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F3]The shares are held in a trust for the benefit of the reporting person's grandchild for which the reporting person serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F4]In accordance with the Plan approved by the Bankruptcy Court, the exercise price of the Options on was determined after the market closed on September 20, 2016. All other details of the Option grant were reported to the Securities and Exchange Commission on September 13, 2016.
  • [F5]The option vests in three equal annual installments beginning September 12, 2017.

Documents

1 file
  • 4
    doc4a.xml

    FORM 4/A SUBMISSION