4/A//SEC Filing
HALCON RESOURCES CORP 4/A
Accession 0001209191-16-142549
$BATLCIK 0001282648operating
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 7:06 PM ET
Size
13.2 KB
Accession
0001209191-16-142549
Insider Transaction Report
Form 4/AAmended
WILSON FLOYD C
DirectorChairman and CEO
Transactions
- Award
Employee Stock Option (Right to Buy)
2016-09-12+1,837,500→ 1,837,500 totalExercise: $9.24Exp: 2026-09-12→ Common Stock (1,837,500 underlying)
Holdings
- 324(indirect: By Trust)
Common Stock
- 688(indirect: By Trust)
Common Stock
- 2,403(indirect: By Trust)
Common Stock
- 953,802
Common Stock
- 1,165
Warrants (Right to Buy)
Exercise: $14.04From: 2016-09-09Exp: 2020-09-09→ Common Stock (1,165 underlying) - 1,165(indirect: By Spouse)
Warrants (Right to Buy)
Exercise: $14.04From: 2016-09-09Exp: 2020-09-09→ Common Stock (1,165 underlying) - 4,292(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]These shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F2]The shares are held in seventeen trusts for the benefit of family members for which the reporting person serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]The shares are held in a trust for the benefit of the reporting person's grandchild for which the reporting person serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F4]In accordance with the Plan approved by the Bankruptcy Court, the exercise price of the Options on was determined after the market closed on September 20, 2016. All other details of the Option grant were reported to the Securities and Exchange Commission on September 13, 2016.
- [F5]The option vests in three equal annual installments beginning September 12, 2017.
Documents
Issuer
HALCON RESOURCES CORP
CIK 0001282648
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001282648
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 7:06 PM ET
- Size
- 13.2 KB