HARVEST NATURAL RESOURCES, INC. 4
4 · HARVEST NATURAL RESOURCES, INC. · Filed Oct 12, 2016
Insider Transaction Report
Form 4
Speirs Robert
Vice President
Transactions
- Exercise/Conversion
Common Stock, $.01 par value per share
2016-10-07+275,000→ 500,483 total - Exercise/Conversion
Phantom Stock
2016-10-07−275,000→ 1,097,000 totalFrom: 2016-10-07→ Common Stock, $0.1 par value per share (275,000 underlying) - Disposition to Issuer
Common Stock, $.01 par value per share
2016-10-07$0.91/sh−78,000$70,980→ 422,483 total
Holdings
- 875,107
Stock Options
→ Common Stock, $0.1 par value per share - 1,097,000
Stock Appreciation Right
→ Common Stock, $0.1 par value per share
Footnotes (5)
- [F1]Each share of phantom stock is the economic equivalent of one share of HNR common stock. The reporting person settled 78,000 shares for cash and 197,000 shares for HNR common stock.
- [F2]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F3]Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F4]Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F5]Expiration Date not applicable.