RLJ ENTERTAINMENT, INC. 4

4 · RLJ ENTERTAINMENT, INC. · Filed Oct 18, 2016

Form 4

Period: 2016-10-14

10% Owner

Transactions

Award
Series D-2 Convertible Preferred Stock
2016-10-14+15,000→ 15,000 total
Exercise: $3.00From: 2016-10-14Exp: 2020-05-20→ Common Stock, par value $0.001 per share (5,000,000 underlying)
Disposition to Issuer
Series B-2 Convertible Preferred Stock
2016-10-14−15,000→ 0 total
Exercise: $3.00From: 2015-05-20Exp: 2020-05-20→ Common Stock, par value $0.001 per share (5,000,000 underlying)
Disposition to Issuer
Warrants
2016-10-14−4,500,000→ 0 total
Exercise: $1.50From: 2015-05-15Exp: 2020-05-20→ Common Stock, par value $0.001 per share (1,500,000 underlying)
Award
Warrants
2016-10-14+4,500,000→ 4,500,000 total
Exercise: $1.00From: 2016-10-14Exp: 2020-05-20→ Common Stock, par value $0.001 per share (1,500,000 underlying)

Footnotes (2)

[F1]Dividends may be accrued and added to the liquidation value of the preferred stock, which may be converted into additional shares of common stock at the conversion price.
[F2]Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock.

Documents

1 file