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4//SEC Filing

RLJ ENTERTAINMENT, INC. 4

Accession 0001209191-16-146236

CIK 0001546381operating
View on SEC.govCompany Profile

Filed

Oct 17, 8:00 PM ET

Accepted

Oct 18, 6:23 PM ET

Size

12.7 KB

Accession

0001209191-16-146236

Insider Transaction Report

Form 4
Period: 2016-10-14
RLJ ENTERTAINMENT, INC.RLJE
RLJ SPAC Acquisition, LLC
10% Owner
Transactions
  • Award

    Series D-2 Convertible Preferred Stock

    2016-10-14+15,000→ 15,000 total
    Exercise: $3.00From: 2016-10-14Exp: 2020-05-20→ Common Stock, par value $0.001 per share (5,000,000 underlying)
  • Disposition to Issuer

    Series B-2 Convertible Preferred Stock

    2016-10-14−15,000→ 0 total
    Exercise: $3.00From: 2015-05-20Exp: 2020-05-20→ Common Stock, par value $0.001 per share (5,000,000 underlying)
  • Disposition to Issuer

    Warrants

    2016-10-14−4,500,000→ 0 total
    Exercise: $1.50From: 2015-05-15Exp: 2020-05-20→ Common Stock, par value $0.001 per share (1,500,000 underlying)
  • Award

    Warrants

    2016-10-14+4,500,000→ 4,500,000 total
    Exercise: $1.00From: 2016-10-14Exp: 2020-05-20→ Common Stock, par value $0.001 per share (1,500,000 underlying)
Footnotes (2)
  • [F1]Dividends may be accrued and added to the liquidation value of the preferred stock, which may be converted into additional shares of common stock at the conversion price.
  • [F2]Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock.

Documents

1 file

Issuer

RLJ ENTERTAINMENT, INC.

CIK 0001546381

→
Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001546381

Filing Metadata

Form type
4
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 6:23 PM ET
Size
12.7 KB
View on SEC.gov