LADENBURG THALMANN FINANCIAL SERVICES INC 4
4 · LADENBURG THALMANN FINANCIAL SERVICES INC · Filed Oct 31, 2016
Insider Transaction Report
Form 4
PODELL JEFFREY
Director
Transactions
- Exercise/Conversion
Common Stock
2016-10-27$1.39/sh+20,000$27,800→ 82,013 total - Exercise/Conversion
Stock Option (Right to Buy)
2016-10-27−20,000→ 0 totalExercise: $1.39From: 2007-11-06Exp: 2016-11-05→ Common Stock (20,000 underlying)
Holdings
- 2,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (1)
- [F1]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.