Home/Filings/4/0001209191-16-148511

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QUANTENNA COMMUNICATIONS INC 4

Accession 0001209191-16-148511

CIK 0001370702operating

View on SEC.gov Company Profile

Filed

Nov 3, 8:00 PM ET

Accepted

Nov 4, 7:57 PM ET

Size

49.8 KB

Accession

0001209191-16-148511

Insider Transaction Report

Form 4

Period: 2016-11-02

QUANTENNA COMMUNICATIONS INCQTNA

VENROCK ASSOCIATES IV L P

10% Owner

Transactions

Conversion
Series F-1 Preferred Stock
2016-11-02−383,634→ 0 total(indirect: See footnote)
→ Common Stock (383,634 underlying)
Conversion
Common Stock
2016-11-02+608,340→ 608,340 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+138,696→ 747,036 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+186,644→ 933,680 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2016-11-02−322,411→ 0 total(indirect: See footnote)
→ Common Stock (608,340 underlying)
Conversion
Series E Preferred Stock
2016-11-02−469,779→ 0 total(indirect: See footnote)
→ Common Stock (469,779 underlying)
Conversion
Series D Preferred Stock
2016-11-02−805,625→ 0 total(indirect: See footnote)
→ Common Stock (805,625 underlying)
Conversion
Common Stock
2016-11-02+805,625→ 1,739,305 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+383,634→ 2,592,718 total(indirect: See footnote)
Conversion
Series C Preferred Stock
2016-11-02−94,321→ 0 total(indirect: See footnote)
→ Common Stock (186,644 underlying)
Conversion
Series G Preferred Stock
2016-11-02−60,551→ 0 total(indirect: See footnote)
→ Common Stock (60,551 underlying)
Conversion
Common Stock
2016-11-02+469,779→ 2,209,084 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+60,551→ 2,653,269 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2016-11-02−71,744→ 0 total(indirect: See footnote)
→ Common Stock (138,696 underlying)

Venrock Partners, L.P.

10% Owner

Transactions

Conversion
Common Stock
2016-11-02+608,340→ 608,340 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+469,779→ 2,209,084 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+60,551→ 2,653,269 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2016-11-02−71,744→ 0 total(indirect: See footnote)
→ Common Stock (138,696 underlying)
Conversion
Series C Preferred Stock
2016-11-02−94,321→ 0 total(indirect: See footnote)
→ Common Stock (186,644 underlying)
Conversion
Series F-1 Preferred Stock
2016-11-02−383,634→ 0 total(indirect: See footnote)
→ Common Stock (383,634 underlying)
Conversion
Series D Preferred Stock
2016-11-02−805,625→ 0 total(indirect: See footnote)
→ Common Stock (805,625 underlying)
Conversion
Series E Preferred Stock
2016-11-02−469,779→ 0 total(indirect: See footnote)
→ Common Stock (469,779 underlying)
Conversion
Common Stock
2016-11-02+138,696→ 747,036 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2016-11-02−322,411→ 0 total(indirect: See footnote)
→ Common Stock (608,340 underlying)
Conversion
Common Stock
2016-11-02+186,644→ 933,680 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+805,625→ 1,739,305 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+383,634→ 2,592,718 total(indirect: See footnote)
Conversion
Series G Preferred Stock
2016-11-02−60,551→ 0 total(indirect: See footnote)
→ Common Stock (60,551 underlying)

VENROCK ENTREPRENEURS FUND IV L P

10% Owner

Transactions

Conversion
Common Stock
2016-11-02+60,551→ 2,653,269 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+138,696→ 747,036 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+805,625→ 1,739,305 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+608,340→ 608,340 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+186,644→ 933,680 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+469,779→ 2,209,084 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+383,634→ 2,592,718 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2016-11-02−71,744→ 0 total(indirect: See footnote)
→ Common Stock (138,696 underlying)
Conversion
Series G Preferred Stock
2016-11-02−60,551→ 0 total(indirect: See footnote)
→ Common Stock (60,551 underlying)
Conversion
Series A Preferred Stock
2016-11-02−322,411→ 0 total(indirect: See footnote)
→ Common Stock (608,340 underlying)
Conversion
Series C Preferred Stock
2016-11-02−94,321→ 0 total(indirect: See footnote)
→ Common Stock (186,644 underlying)
Conversion
Series D Preferred Stock
2016-11-02−805,625→ 0 total(indirect: See footnote)
→ Common Stock (805,625 underlying)
Conversion
Series E Preferred Stock
2016-11-02−469,779→ 0 total(indirect: See footnote)
→ Common Stock (469,779 underlying)
Conversion
Series F-1 Preferred Stock
2016-11-02−383,634→ 0 total(indirect: See footnote)
→ Common Stock (383,634 underlying)

Venrock Management IV, LLC

10% Owner

Transactions

Conversion
Common Stock
2016-11-02+805,625→ 1,739,305 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+469,779→ 2,209,084 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+383,634→ 2,592,718 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+60,551→ 2,653,269 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2016-11-02−71,744→ 0 total(indirect: See footnote)
→ Common Stock (138,696 underlying)
Conversion
Series F-1 Preferred Stock
2016-11-02−383,634→ 0 total(indirect: See footnote)
→ Common Stock (383,634 underlying)
Conversion
Common Stock
2016-11-02+138,696→ 747,036 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+186,644→ 933,680 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2016-11-02−322,411→ 0 total(indirect: See footnote)
→ Common Stock (608,340 underlying)
Conversion
Series D Preferred Stock
2016-11-02−805,625→ 0 total(indirect: See footnote)
→ Common Stock (805,625 underlying)
Conversion
Series G Preferred Stock
2016-11-02−60,551→ 0 total(indirect: See footnote)
→ Common Stock (60,551 underlying)
Conversion
Common Stock
2016-11-02+608,340→ 608,340 total(indirect: See footnote)
Conversion
Series C Preferred Stock
2016-11-02−94,321→ 0 total(indirect: See footnote)
→ Common Stock (186,644 underlying)
Conversion
Series E Preferred Stock
2016-11-02−469,779→ 0 total(indirect: See footnote)
→ Common Stock (469,779 underlying)

Venrock Partners Management, LLC

10% Owner

Transactions

Conversion
Common Stock
2016-11-02+186,644→ 933,680 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+469,779→ 2,209,084 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2016-11-02−322,411→ 0 total(indirect: See footnote)
→ Common Stock (608,340 underlying)
Conversion
Series E Preferred Stock
2016-11-02−469,779→ 0 total(indirect: See footnote)
→ Common Stock (469,779 underlying)
Conversion
Common Stock
2016-11-02+608,340→ 608,340 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+383,634→ 2,592,718 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+805,625→ 1,739,305 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+60,551→ 2,653,269 total(indirect: See footnote)
Conversion
Series F-1 Preferred Stock
2016-11-02−383,634→ 0 total(indirect: See footnote)
→ Common Stock (383,634 underlying)
Conversion
Common Stock
2016-11-02+138,696→ 747,036 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2016-11-02−71,744→ 0 total(indirect: See footnote)
→ Common Stock (138,696 underlying)
Conversion
Series C Preferred Stock
2016-11-02−94,321→ 0 total(indirect: See footnote)
→ Common Stock (186,644 underlying)
Conversion
Series D Preferred Stock
2016-11-02−805,625→ 0 total(indirect: See footnote)
→ Common Stock (805,625 underlying)
Conversion
Series G Preferred Stock
2016-11-02−60,551→ 0 total(indirect: See footnote)
→ Common Stock (60,551 underlying)

VEF Management IV, LLC

10% Owner

Transactions

Conversion
Common Stock
2016-11-02+608,340→ 608,340 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+138,696→ 747,036 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+805,625→ 1,739,305 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2016-11-02−71,744→ 0 total(indirect: See footnote)
→ Common Stock (138,696 underlying)
Conversion
Series G Preferred Stock
2016-11-02−60,551→ 0 total(indirect: See footnote)
→ Common Stock (60,551 underlying)
Conversion
Series E Preferred Stock
2016-11-02−469,779→ 0 total(indirect: See footnote)
→ Common Stock (469,779 underlying)
Conversion
Series A Preferred Stock
2016-11-02−322,411→ 0 total(indirect: See footnote)
→ Common Stock (608,340 underlying)
Conversion
Series D Preferred Stock
2016-11-02−805,625→ 0 total(indirect: See footnote)
→ Common Stock (805,625 underlying)
Conversion
Common Stock
2016-11-02+186,644→ 933,680 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+469,779→ 2,209,084 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+383,634→ 2,592,718 total(indirect: See footnote)
Conversion
Common Stock
2016-11-02+60,551→ 2,653,269 total(indirect: See footnote)
Conversion
Series C Preferred Stock
2016-11-02−94,321→ 0 total(indirect: See footnote)
→ Common Stock (186,644 underlying)
Conversion
Series F-1 Preferred Stock
2016-11-02−383,634→ 0 total(indirect: See footnote)
→ Common Stock (383,634 underlying)

Footnotes (22)

[F1]The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
[F10]Consists of an aggregate of 760,021 shares of Common Stock held by Venrock IV, 154,989 shares of Common Stock held by Venrock Partners, and 18,670 shares of Common Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.
[F11]Consists of an aggregate of 1,415,801 shares of Common Stock held by Venrock IV, 288,723 shares of Common Stock held by Venrock Partners, and 34,781 shares of Common Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.
[F12]Consists of an aggregate of 1,798,202 shares of Common Stock held by Venrock IV, 366,706 shares of Common Stock held by Venrock Partners, and 44,176 shares of Common Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.
[F13]Consists of an aggregate of 2,110,481 shares of Common Stock held by Venrock IV, 430,389 shares of Common Stock held by Venrock Partners, and 51,848 shares of Common Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.
[F14]Consists of an aggregate of 2,159,770 shares of Common Stock held by Venrock IV, 440,440 shares of Common Stock held by Venrock Partners, and 53,059 shares of Common Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.
[F15]Consisted of an aggregate of 262,443 shares of Series A Preferred Stock held by Venrock IV, 53,520 shares of Series A Preferred Stock held by Venrock Partners, and 6,448 shares of Series A Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.
[F16]The sole general partner of Venrock IV is Venrock Management IV, LLC ("VM4"). The sole general partner of Venrock Partners is Venrock Partners Management, LLC ("VPM"). The sole general partner of Venrock Entrepreneurs is VEF Management IV, LLC ("VEFM4").
[F17]Consisted of an aggregate of 58,401 shares of Series B Preferred Stock held by Venrock IV, 11,909 shares of Series B Preferred Stock held by Venrock Partners, and 1,434 shares of Series B Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.
[F18]Consisted of an aggregate of 76,778 shares of Series C Preferred Stock held by Venrock IV, 15,657 shares of Series C Preferred Stock held by Venrock Partners, and 1,886 shares of Series C Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.
[F19]Consisted of an aggregate of 655,780 shares of Series D Preferred Stock held by Venrock IV, 133,734 shares of Series D Preferred Stock held by Venrock Partners, and 16,111 shares of Series D Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.
[F2]The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
[F20]Consisted of an aggregate of 382,401 shares of Series E Preferred Stock held by Venrock IV, 77,983 shares of Series E Preferred Stock held by Venrock Partners, and 9,395 shares of Series E Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.
[F21]Consisted of an aggregate of 312,279 shares of Series F-1 Preferred Stock held by Venrock IV, 63,683 shares of Series F-1 Preferred Stock held by Venrock Partners, and 7,672 shares of Series F-1 Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.
[F22]Consisted of an aggregate of 49,289 shares of Series G Preferred Stock held by Venrock IV, 10,051 shares of Series G Preferred Stock held by Venrock Partners, and 1,211 shares of Series G Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.
[F3]The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
[F4]The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
[F5]The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
[F6]The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
[F7]The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
[F8]Consists of an aggregate of 495,190 shares of Common Stock held by Venrock Associates IV, L.P. ("Venrock IV"), 100,984 shares of Common Stock held by Venrock Partners, L.P. ("Venrock Partners"), and 12,166 shares of Common Stock held by Venrock Entrepreneurs Fund IV,L.P. ("Venrock Entrepreneurs" and together with Venrock IV and Venrock Partners, the "Venrock Entities"). VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.
[F9]Consists of an aggregate of 608,091 shares of Common Stock held by Venrock IV, 124,007 shares of Common Stock held by Venrock Partners, and 14,938 shares of Common Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

QUANTENNA COMMUNICATIONS INC

CIK 0001370702

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001370702

Filing Metadata

Form type: 4
Filed: Nov 3, 8:00 PM ET
Accepted: Nov 4, 7:57 PM ET
Size: 49.8 KB

View on SEC.gov