CSX CORP 4
4 · CSX CORP · Filed Nov 9, 2016
Insider Transaction Report
Form 4
CSX CORPCSX
GOODEN CLARENCE W
EVP and CCO
Transactions
- Sale
Common Stock
2016-11-07$32.00/sh−15,625$500,000→ 69,179 total(indirect: By Trust)
Holdings
- 164,274(indirect: By Trust)
Common Stock
- 55,000(indirect: By Trust)
Common Stock
- 118,013(indirect: By Trust)
Common Stock
- 127,954
Common Stock
- 371(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.
- [F2]By Trustee, Clarence W. Gooden.
- [F3]By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
- [F4]These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.