HALCON RESOURCES CORP 4
4 · HALCON RESOURCES CORP · Filed Nov 21, 2016
Insider Transaction Report
Form 4
HEROD STEPHEN W
President
Transactions
- Other
Common Stock
2016-11-17+22,909→ 269,324 total - Other
Warrants (Right to Buy)
2016-11-18+6,029→ 6,029 totalExercise: $14.04From: 2016-09-09Exp: 2020-09-09→ Common Stock (6,029 underlying)
Holdings
- 2,749(indirect: By Trust)
Common Stock
- 487,500
Employee Stock Option (Right to Buy)
Exercise: $9.24Exp: 2026-09-12→ Common Stock (487,500 underlying)
Footnotes (3)
- [F1]Pro rata distribution from Mwewe Partners LLC.
- [F2]The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The reporting person is neither the trustee nor a remainderman and the trusts are irrevocable.
- [F3]The option vests in three equal annual installments beginning September 12, 2017.